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Fidus Investment

45 hedge funds and large institutions have $52M invested in Fidus Investment in 2016 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

190% more call options, than puts

Call options by funds: $569K | Put options by funds: $196K

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

13% more capital invested

Capital invested by funds: $45.9M → $52M (+$6.13M)

5% more funds holding

Funds holding: 4345 (+2)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

7% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 15

Holders
45
Holders Change
+2
Holders Change %
+4.65%
% of All Funds
1.2%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
14
Reduced
15
Closed
4
Calls
$569K
Puts
$196K
Net Calls
+$373K
Net Calls Change
+$518K
Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$9.84M -$459K -33,272 -5%
YMRC
2
Yorktown Management & Research Company
Virginia
$6.13M
AAM
3
Advisors Asset Management
Colorado
$4.85M +$19.5K +1,411 +0.5%
UBS Group
4
UBS Group
Switzerland
$4.41M -$56.6K -4,098 -1%
SG
5
StepStone Group
California
$4.03M
WFI
6
West Family Investments
California
$3.83M +$742K +53,771 +28%
BCM
7
Buckhead Capital Management
Georgia
$3.52M +$49.4K +3,580 +2%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$3.47M +$67.7K +4,902 +2%
MC
9
Muzinich & Co
New York
$1.18M
BG
10
BlackRock Group
United Kingdom
$1.16M +$52.9K +3,829 +5%
BTS
11
BB&T Securities
Virginia
$1.01M -$477K -34,576 -35%
Morgan Stanley
12
Morgan Stanley
New York
$917K +$15.1K +1,096 +2%
VFS
13
VSR Financial Services
Kansas
$894K
GC
14
Guggenheim Capital
Illinois
$761K -$298K -21,610 -31%
Two Sigma Advisers
15
Two Sigma Advisers
New York
$635K -$29K -2,100 -5%
AR
16
Advisory Research
Illinois
$565K +$503K +36,449 New
SMDAM
17
Sumitomo Mitsui DS Asset Management
Japan
$507K +$451K +32,701 New
BW
18
Bison Wealth
Georgia
$449K +$5.58K +404 +1%
Millennium Management
19
Millennium Management
New York
$425K +$191K +13,805 +102%
OC
20
Oppenheimer & Co
New York
$406K -$1.38K -100 -0.4%
Two Sigma Investments
21
Two Sigma Investments
New York
$365K -$377K -27,291 -54%
MCM
22
McKinley Capital Management
Alaska
$332K +$296K +21,407 New
D.E. Shaw & Co
23
D.E. Shaw & Co
New York
$293K -$45K -3,261 -15%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$291K -$245K -17,740 -49%
RJT
25
Raymond James Trust
Florida
$275K -$63.2K -4,575 -21%

FDUS Hedge Fund Activity: Q1 2016 in Review

45 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Fidus Investment (FDUS) for Q1 2016, worth a combined $52M — up 13% from $45.9M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FDUS positions and 4 closed out — a net gain of 2 holders — while 14 added to existing stakes and 15 trimmed.

The largest buyer was West Family Investments, adding an estimated $742K. The largest seller was BB&T Securities, cutting an estimated $477K.

  • 45 institutional investors held Fidus Investment (FDUS) as of Q1 2016, up from 43 in Q4 2015.
  • Funds reported $52M of Fidus Investment stock for Q1 2016, up 13% quarter-over-quarter.
  • 6 funds opened new Fidus Investment positions in Q1 2016 and 4 closed out, a net change of +2 holders.
  • The largest Fidus Investment buyer in Q1 2016 was West Family Investments, an estimated $742K added.
  • The largest Fidus Investment seller in Q1 2016 was BB&T Securities, an estimated $477K sold.

Based on aggregated 13F filings for Q1 2016.