Sumitomo Mitsui DS Asset Management’s Fidus Investment FDUS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-85,420	Closed	-$1.31M	–	741
2019 Q1	$1.31M	Sell	85,420 -10,558	-11%	-$152K	0.02%	441
2018 Q4	$1.12M	Sell	95,978 -18,366	-16%	-$250K	0.02%	428
2018 Q3	$1.67M	Sell	114,344 -9,482	-8%	-$140K	0.03%	400
2018 Q2	$1.76M	Sell	123,826 -65,051	-34%	-$892K	0.03%	388
2018 Q1	$2.43M	Sell	188,877 -26,025	-12%	-$362K	0.04%	333
2017 Q4	$3.26M	Sell	214,902 -71,156	-25%	-$1.15M	0.05%	282
2017 Q3	$4.6M	Buy	286,058 +25,711	+10%	+$422K	0.07%	216
2017 Q2	$4.38M	Buy	260,347 +18,733	+8%	+$323K	0.07%	228
2017 Q1	$4.25M	Buy	241,614 +104,478	+76%	+$1.73M	0.07%	232
2016 Q4	$2.16M	Buy	137,136 +81,200	+145%	+$1.29M	0.04%	306
2016 Q3	$880K	Buy	55,936 +23,235	+71%	+$367K	0.02%	481
2016 Q2	$499K	Hold	32,701	–	–	0.02%	595
2016 Q1	$507K	Buy	+32,701	New	+$451K	0.02%	599
2014 Q3	–	Sell	-21,020	Closed	-$431K	–	737
2014 Q2	$431K	Sell	21,020 -8,690	-29%	-$162K	0.01%	692
2014 Q1	$573K	Hold	29,710	–	–	0.02%	664
2013 Q4	$645K	Buy	+29,710	New	+$606K	0.02%	640