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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VSGX icon
526
Vanguard ESG International Stock ETF
VSGX
$6.54B
$101K 0.01%
1,629
– –
IRAAU
527
DELISTED
Iris Acquisition Corp Units
IRAAU
$101K 0.01%
+10,000
New +$100K
ISRG icon
528
Intuitive Surgical
ISRG
$122B
$100K 0.01%
277
+19
+7% +$6.54K
PDN icon
529
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$350M
$100K 0.01%
2,725
-340
-11% -$12.7K
VOD icon
530
Vodafone
VOD
$35.7B
$100K 0.01%
6,613
+818
+14% +$12.5K
JETS icon
531
US Global Jets ETF
JETS
$802M
$99K 0.01%
4,677
+141
+3% +$3.15K
STON
532
DELISTED
StoneMor Inc.
STON
$99K 0.01%
40,255
– –
OGE icon
533
OGE Energy
OGE
$10.2B
$97K 0.01%
2,611
– –
ZTS icon
534
Zoetis
ZTS
$31.1B
$97K 0.01%
397
+25
+7% +$5.48K
APD icon
535
Air Products & Chemicals
APD
$66.1B
$95K 0.01%
317
-68
-18% -$20K
CNYA icon
536
iShares MSCI China A ETF
CNYA
$226M
$95K 0.01%
2,200
– –
DAL icon
537
Delta Air Lines
DAL
$54.9B
$95K 0.01%
2,451
+198
+9% +$7.92K
EIX icon
538
Edison International
EIX
$30.9B
$95K 0.01%
1,415
+403
+40% +$25.6K
MQY icon
539
BlackRock MuniYield Quality Fund
MQY
$818M
$94K 0.01%
5,867
– –
RACE icon
540
Ferrari
RACE
$65.4B
$94K 0.01%
366
-100
-21% -$24.6K
FIS icon
541
Fidelity National Information Services
FIS
$21B
$93K 0.01%
860
-340
-28% -$38.4K
FXH icon
542
First Trust Health Care AlphaDEX Fund
FXH
$998M
$93K 0.01%
755
– –
SWK icon
543
Stanley Black & Decker
SWK
$13.9B
$93K 0.01%
509
-10
-2% -$1.85K
VMC icon
544
Vulcan Materials
VMC
$36B
$93K 0.01%
450
– –
BGRN icon
545
iShares USD Green Bond ETF
BGRN
$497M
$92K ﹤0.01%
1,691
– –
HYXF icon
546
iShares ESG Advanced High Yield Corporate Bond ETF
HYXF
$204M
$92K ﹤0.01%
1,779
– –
SLB icon
547
SLB Ltd
SLB
$71.3B
$92K ﹤0.01%
3,113
-1,051
-25% -$33.1K
FISV
548
Fiserv Inc
FISV
$26.8B
$91K ﹤0.01%
877
-25
-3% -$2.58K
ICE icon
549
Intercontinental Exchange
ICE
$80.6B
$91K ﹤0.01%
662
-144
-18% -$19.1K
CSGP icon
550
CoStar Group
CSGP
$11.3B
$90K ﹤0.01%
1,137
+30
+3% +$2.52K
20 21
22
23 24

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.