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Carroll Financial Associates’s Principal Financial Group PFG Stock Holding History

Carroll Financial Associates’s Portfolio PFG Stock Details PFG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q4 		$79K Sell
1,084
-727
-40% -$50.7K ﹤0.01% 596
2021
Q3 		$116K Sell
1,811
-163
-8% -$10.5K 0.01% 502
2021
Q2 		$124K Buy
1,974
+459
+30% +$29.3K 0.01% 525
2021
Q1 		$90K Buy
1,515
+961
+173% +$53.6K 0.01% 593
2020
Q4 		$27K Hold
554
– – ﹤0.01% 850
2020
Q3 		$22K Hold
554
– – ﹤0.01% 835
2020
Q2 		$23K Buy
554
+254
+85% +$9.27K ﹤0.01% 824
2020
Q1 		$9K Hold
300
– – ﹤0.01% 985
2019
Q4 		$16K Hold
300
– – ﹤0.01% 926
2019
Q3 		$17K Hold
300
– – ﹤0.01% 872
2019
Q2 		$17K Buy
300
+200
+200% +$11K ﹤0.01% 871
2019
Q1 		$5K Hold
100
– – ﹤0.01% 1107
2018
Q4 		$4K Hold
100
– – ﹤0.01% 1092
2018
Q3 		$5K Hold
100
– – ﹤0.01% 1085
2018
Q2 		$5K Hold
100
– – ﹤0.01% 1055
2018
Q1 		$6K Sell
100
-100
-50% -$6.58K ﹤0.01% 978
2017
Q4 		$14K Sell
200
-300
-60% -$20.7K ﹤0.01% 754
2017
Q3 		$33K Sell
500
-543
-52% -$34.9K ﹤0.01% 559
2017
Q2 		$66K Buy
1,043
+66
+7% +$4.19K 0.01% 437
2017
Q1 		$61K Sell
977
-62
-6% -$3.78K 0.01% 439
2016
Q4 		$60K Hold
1,039
– – 0.01% 429
2016
Q3 		$53K Hold
1,039
– – 0.01% 449
2016
Q2 		$42K Hold
1,039
– – 0.01% 477
2016
Q1 		$40K Hold
1,039
– – 0.01% 478
2015
Q4 		$46K Hold
1,039
– – 0.01% 418
2015
Q3 		$50K Buy
1,039
+555
+115% +$28.8K 0.01% 393
2015
Q2 		$25K Buy
+484
New +$25.1K 0.01% 511
2014
Q4 		– Sell
-222
Closed -$11K – 833
2014
Q3 		$11K Hold
222
– – ﹤0.01% 543
2014
Q2 		$11K Hold
222
– – ﹤0.01% 590
2014
Q1 		$10K Hold
222
– – ﹤0.01% 536
2013
Q4 		$10K Hold
222
– – ﹤0.01% 506
2013
Q3 		$9K Hold
222
– – ﹤0.01% 544
2013
Q2 		$8K Buy
+222
New +$8.12K ﹤0.01% 446

Other funds holding PFG

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
NLI
Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return
Capital Research Global Investors
Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
CS
Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Carroll Financial Associates's PFG Position: Q4 2021 in Review

Carroll Financial Associates reduced its Principal Financial Group (PFG) stake by 40% in Q4 2021, selling an estimated $50.7K and leaving 1,084 shares worth $79K. The position accounts for ﹤0.01% of the portfolio, ranked #596.

Carroll Financial Associates first reported a position in PFG in Q2 2013 and has held it in 33 quarters since. The position peaked at $124K in Q2 2021. 664 funds tracked by Wall St. Rank hold PFG as of Q4 2021.

  • Carroll Financial Associates held 1,084 shares of Principal Financial Group worth $79K as of Q4 2021.
  • Carroll Financial Associates sold 727 Principal Financial Group shares in Q4 2021, an estimated $50.7K.
  • Principal Financial Group made up ﹤0.01% of Carroll Financial Associates's portfolio in Q4 2021, its #596 holding.
  • Carroll Financial Associates first reported a position in Principal Financial Group in Q2 2013 and has held it in 33 quarters since.
  • Carroll Financial Associates's Principal Financial Group position peaked at $124K in Q2 2021.
  • 664 funds tracked by Wall St. Rank held Principal Financial Group as of Q4 2021.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.