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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCY icon
626
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.37B
$70K ﹤0.01%
2,696
+3
+0.1% +$79
PTY icon
627
PIMCO Corporate & Income Opportunity Fund
PTY
$2.47B
$70K ﹤0.01%
+4,290
New +$76.3K
SCHF icon
628
Schwab International Equity ETF
SCHF
$65.6B
$70K ﹤0.01%
3,606
– –
SCHW
629
Charles Schwab
SCHW
$177B
$70K ﹤0.01%
818
-200
-20% -$16.2K
TT icon
630
Trane Technologies
TT
$105B
$70K ﹤0.01%
350
-490
-58% -$92.2K
CB icon
631
Chubb
CB
$136B
$69K ﹤0.01%
357
+31
+10% +$5.82K
ILMN icon
632
Illumina
ILMN
$29.5B
$69K ﹤0.01%
186
-1
-0.5% -$379
TEL icon
633
TE Connectivity
TEL
$58.2B
$69K ﹤0.01%
426
-13
-3% -$2.01K
ROKU icon
634
Roku
ROKU
$21.1B
$68K ﹤0.01%
299
+265
+779% +$71.5K
VUSB icon
635
Vanguard Ultra-Short Bond ETF
VUSB
$8.93B
$68K ﹤0.01%
1,367
+1
+0.1% +$50
DMXF icon
636
iShares ESG Advanced MSCI EAFE ETF
DMXF
$1.19B
$67K ﹤0.01%
972
– –
DRI icon
637
Darden Restaurants
DRI
$22.1B
$67K ﹤0.01%
450
-55
-11% -$8.13K
DXCM icon
638
DexCom
DXCM
$27.2B
$67K ﹤0.01%
472
-1,376
-74% -$198K
HYS icon
639
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
$67K ﹤0.01%
677
– –
INFO
640
DELISTED
IHS Markit Ltd. Common Shares
INFO
$67K ﹤0.01%
502
-21
-4% -$2.67K
BDEC icon
641
Innovator US Equity Buffer ETF December
BDEC
$216M
$66K ﹤0.01%
+1,878
New +$64.3K
MPC icon
642
Marathon Petroleum
MPC
$91.9B
$66K ﹤0.01%
1,034
-936
-48% -$60.1K
PGX icon
643
Invesco Preferred ETF
PGX
$3.83B
$66K ﹤0.01%
4,451
– –
U icon
644
Unity
U
$12.4B
$66K ﹤0.01%
446
+130
+41% +$19.9K
MDYG icon
645
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
$65K ﹤0.01%
802
– –
PWR icon
646
Quanta Services
PWR
$97.4B
$65K ﹤0.01%
570
-899
-61% -$104K
TMFC icon
647
Motley Fool 100 Index ETF
TMFC
$2B
$65K ﹤0.01%
1,473
– –
WMB icon
648
Williams Companies
WMB
$91.8B
$65K ﹤0.01%
2,480
-81
-3% -$2.24K
IWN icon
649
iShares Russell 2000 Value ETF
IWN
$14.3B
$64K ﹤0.01%
385
+314
+442% +$52.3K
JPC icon
650
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$64K ﹤0.01%
6,800
+1,800
+36% +$17.4K
24 25
26
27 28

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6M
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RFA
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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.