We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XAR icon
676
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.11B
$60K ﹤0.01%
519
– –
APTV icon
677
Aptiv
APTV
$11.9B
$59K ﹤0.01%
361
+18
+5% +$3K
DRIV icon
678
Global X Autonomous & Electric Vehicles ETF
DRIV
$388M
$59K ﹤0.01%
1,945
+380
+24% +$11.4K
FSK icon
679
FS KKR Capital
FSK
$2.96B
$59K ﹤0.01%
2,853
– –
FVD icon
680
First Trust Value Line Dividend Fund
FVD
$8.19B
$59K ﹤0.01%
1,408
– –
HEDJ icon
681
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.8B
$59K ﹤0.01%
1,484
– –
PLTR icon
682
Palantir
PLTR
$296B
$59K ﹤0.01%
3,143
+1,240
+65% +$27.4K
SUSB icon
683
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.29B
$59K ﹤0.01%
2,301
– –
UUP icon
684
Invesco DB US Dollar Index Bullish Fund
UUP
$434M
$59K ﹤0.01%
2,300
– –
VAW icon
685
Vanguard Materials ETF
VAW
$2.96B
$59K ﹤0.01%
303
-486
-62% -$91.5K
VBR icon
686
Vanguard Small-Cap Value ETF
VBR
$36.8B
$59K ﹤0.01%
335
-118
-26% -$21K
QSR icon
687
Restaurant Brands International
QSR
$25.1B
$58K ﹤0.01%
981
-63
-6% -$3.71K
SPTS icon
688
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.06B
$58K ﹤0.01%
1,934
-32
-2% -$976
TPLC icon
689
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$305M
$58K ﹤0.01%
1,516
– –
VRSK icon
690
Verisk Analytics
VRSK
$25.3B
$58K ﹤0.01%
259
-5
-2% -$1.09K
TLT icon
691
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$57K ﹤0.01%
383
-18,263
-98% -$2.69M
VMBS icon
692
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$57K ﹤0.01%
1,097
-876
-44% -$46.4K
ILCG icon
693
iShares Morningstar Growth ETF
ILCG
$3.13B
$56K ﹤0.01%
775
– –
TQQQ icon
694
ProShares UltraPro QQQ
TQQQ
$32.2B
$56K ﹤0.01%
1,292
+24
+2% +$929
FANG icon
695
Diamondback Energy
FANG
$57.8B
$55K ﹤0.01%
500
-10
-2% -$1.08K
MU icon
696
Micron Technology
MU
$1.12T
$55K ﹤0.01%
593
+35
+6% +$2.73K
SPHD icon
697
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.31B
$55K ﹤0.01%
1,246
-316
-20% -$13.8K
UJAN icon
698
Innovator US Equity Ultra Buffer ETF January
UJAN
$311M
$55K ﹤0.01%
1,750
– –
UJUN icon
699
Innovator US Equity Ultra Buffer ETF June
UJUN
$178M
$55K ﹤0.01%
1,885
– –
ERII icon
700
Energy Recovery
ERII
$433M
$54K ﹤0.01%
2,556
-1,158
-31% -$24.2K
26 27
28
29 30

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.