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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HNDL icon
726
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$630M
$50K ﹤0.01%
1,960
– –
HYG icon
727
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$50K ﹤0.01%
579
-1,400
-71% -$121K
MELI icon
728
Mercado Libre
MELI
$90.7B
$50K ﹤0.01%
39
– –
SCHH icon
729
Schwab US REIT ETF
SCHH
$11.5B
$50K ﹤0.01%
1,956
– –
STX icon
730
Seagate
STX
$207B
$50K ﹤0.01%
446
+130
+41% +$12.6K
ABNB icon
731
Airbnb
ABNB
$81.3B
$49K ﹤0.01%
290
+178
+159% +$31.3K
CCL icon
732
Carnival Corporation Ltd
CCL
$34.8B
$49K ﹤0.01%
2,343
-823
-26% -$17.6K
HUM icon
733
Humana
HUM
$47B
$49K ﹤0.01%
106
-5
-5% -$2.21K
UTF icon
734
Cohen & Steers Infrastructure Fund
UTF
$3.1B
$49K ﹤0.01%
1,787
– –
AIVL icon
735
WisdomTree US AI Enhanced Value Fund
AIVL
$422M
$48K ﹤0.01%
485
– –
HYMB icon
736
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.06B
$48K ﹤0.01%
1,620
+728
+82% +$21.8K
IYJ icon
737
iShares US Industrials ETF
IYJ
$1.97B
$48K ﹤0.01%
427
-12,151
-97% -$1.35M
LUV icon
738
Southwest Airlines
LUV
$21.9B
$48K ﹤0.01%
1,151
+373
+48% +$17.5K
WRB icon
739
W.R. Berkley
WRB
$27.2B
$48K ﹤0.01%
1,350
– –
WBK
740
DELISTED
Westpac Banking Corporation
WBK
$48K ﹤0.01%
3,144
– –
AWK icon
741
American Water Works
AWK
$26.3B
$47K ﹤0.01%
260
-17
-6% -$2.97K
MGV icon
742
Vanguard Mega Cap Value ETF
MGV
$13.2B
$47K ﹤0.01%
443
– –
RBA icon
743
RB Global
RBA
$20.3B
$47K ﹤0.01%
767
+316
+70% +$21.1K
TPHD icon
744
Timothy Plan High Dividend Stock ETF
TPHD
$358M
$47K ﹤0.01%
1,483
+62
+4% +$1.93K
WU icon
745
Western Union
WU
$2.59B
$47K ﹤0.01%
2,680
+2,599
+3,209% +$47.9K
CTSH icon
746
Cognizant
CTSH
$20.2B
$46K ﹤0.01%
528
-16
-3% -$1.29K
FCOM icon
747
Fidelity MSCI Communication Services Index ETF
FCOM
$1.73B
$46K ﹤0.01%
901
+2
+0.2% +$105
GLOB icon
748
Globant
GLOB
$1.3B
$46K ﹤0.01%
147
– –
NI icon
749
NiSource
NI
$22.4B
$46K ﹤0.01%
1,736
– –
NOC icon
750
Northrop Grumman
NOC
$75.1B
$46K ﹤0.01%
121
-52
-30% -$19.4K
28 29
30
31 32

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.