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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBA icon
801
Invesco DB Agriculture Fund
DBA
$1.26B
$37K ﹤0.01%
1,900
– –
FDS icon
802
Factset
FDS
$8.68B
$37K ﹤0.01%
77
– –
HII icon
803
Huntington Ingalls Industries
HII
$11.3B
$37K ﹤0.01%
203
+179
+746% +$34.6K
HYLB icon
804
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.52B
$37K ﹤0.01%
944
-1,087
-54% -$43.2K
IEI icon
805
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$37K ﹤0.01%
288
-217
-43% -$28K
ING icon
806
ING
ING
$92.7B
$37K ﹤0.01%
2,711
– –
IUSB icon
807
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$37K ﹤0.01%
+705
New +$37.4K
MAS icon
808
Masco
MAS
$15.6B
$37K ﹤0.01%
539
+14
+3% +$906
PBT
809
Permian Basin Royalty Trust
PBT
$1.36B
$37K ﹤0.01%
4,065
+21
+0.5% +$173
RSPS icon
810
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$246M
$37K ﹤0.01%
1,125
– –
TOWN icon
811
Towne Bank
TOWN
$3.28B
$37K ﹤0.01%
1,179
– –
BCE icon
812
BCE
BCE
$19.8B
$36K ﹤0.01%
697
– –
BLOK icon
813
Amplify Blockchain Technology ETF
BLOK
$1.13B
$36K ﹤0.01%
748
+356
+91% +$18.5K
BND icon
814
Vanguard Total Bond Market
BND
$157B
$36K ﹤0.01%
424
-353
-45% -$30.1K
DHS icon
815
WisdomTree US High Dividend Fund
DHS
$1.54B
$36K ﹤0.01%
450
– –
TECH icon
816
Bio-Techne
TECH
$11.2B
$36K ﹤0.01%
292
-8
-3% -$981
AEE icon
817
Ameren
AEE
$31.3B
$35K ﹤0.01%
401
+9
+2% +$765
SABR icon
818
Sabre
SABR
$668M
$35K ﹤0.01%
4,101
-76
-2% -$729
SCI icon
819
Service Corp International
SCI
$10.9B
$35K ﹤0.01%
500
-31
-6% -$2.06K
WBD icon
820
Warner Bros
WBD
$65.1B
$35K ﹤0.01%
1,459
+386
+36% +$9.61K
XYLG icon
821
Global X S&P 500 Covered Call & Growth ETF
XYLG
$64.5M
$35K ﹤0.01%
1,084
– –
FERG icon
822
Ferguson
FERG
$44.3B
$34K ﹤0.01%
191
– –
GVI icon
823
iShares Intermediate Government/Credit Bond ETF
GVI
$3.72B
$34K ﹤0.01%
300
– –
GWRE icon
824
Guidewire Software
GWRE
$10.9B
$34K ﹤0.01%
300
+5
+2% +$593
JLL icon
825
Jones Lang LaSalle
JLL
$14.8B
$34K ﹤0.01%
128
– –
31 32
33
34 35

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.