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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GHYG icon
976
iShares US & Intl High Yield Corp Bond ETF
GHYG
$184M
$20K ﹤0.01%
413
+5
+1% +$247
IR icon
977
Ingersoll Rand
IR
$33B
$20K ﹤0.01%
338
+8
+2% +$456
LEN icon
978
Lennar Class A
LEN
$19.8B
$20K ﹤0.01%
183
+24
+15% +$2.45K
SPYC icon
979
Simplify US Equity PLUS Convexity ETF
SPYC
$109M
$20K ﹤0.01%
600
– –
TDS icon
980
Telephone and Data Systems
TDS
$3.83B
$20K ﹤0.01%
+1,000
New +$19.5K
SLY
981
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$20K ﹤0.01%
208
+166
+395% +$16.4K
BL icon
982
BlackLine
BL
$1.61B
$19K ﹤0.01%
183
– –
CC icon
983
Chemours
CC
$2.63B
$19K ﹤0.01%
588
+168
+40% +$5.23K
CGNX icon
984
Cognex
CGNX
$10.6B
$19K ﹤0.01%
241
+9
+4% +$726
CHKP icon
985
Check Point Software Technologies
CHKP
$13.1B
$19K ﹤0.01%
168
-20
-11% -$2.32K
ELD icon
986
WisdomTree Emerging Markets Local Debt Fund
ELD
$141M
$19K ﹤0.01%
649
– –
ETV
987
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$19K ﹤0.01%
1,175
– –
GBIL icon
988
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.67B
$19K ﹤0.01%
191
-1,000
-84% -$100K
GDX icon
989
VanEck Gold Miners ETF
GDX
$22.9B
$19K ﹤0.01%
631
-1,853
-75% -$59.1K
MIN
990
Aberdeen Intermediate Income Fund
MIN
$273M
$19K ﹤0.01%
5,500
– –
MOO icon
991
VanEck Agribusiness ETF
MOO
$982M
$19K ﹤0.01%
200
– –
RSG icon
992
Republic Services
RSG
$66.9B
$19K ﹤0.01%
140
– –
SWKS icon
993
Skyworks Solutions
SWKS
$9.1B
$19K ﹤0.01%
124
-259
-68% -$41.4K
W icon
994
Wayfair
W
$10.9B
$19K ﹤0.01%
100
– –
WCC
995
WESCO International
WCC
$16.1B
$19K ﹤0.01%
150
– –
WOLF icon
996
Wolfspeed
WOLF
$1.35B
$19K ﹤0.01%
171
-93
-35% -$10.4K
SRCL
997
DELISTED
Stericycle Inc
SRCL
$19K ﹤0.01%
328
– –
AVLR
998
DELISTED
Avalara, Inc.
AVLR
$19K ﹤0.01%
142
– –
BRG
999
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$19K ﹤0.01%
+730
New +$11.6K
FLOW
1000
DELISTED
SPX FLOW, Inc.
FLOW
$19K ﹤0.01%
223
– –
38 39
40
41 42

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.