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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DJT icon
1101
Trump Media & Technology Group
DJT
$2.46B
$13K ﹤0.01%
+247
New +$11.2K
KLRS
1102
Kalaris Therapeutics
KLRS
$93.3M
$13K ﹤0.01%
+43
New +$19.9K
STOR
1103
DELISTED
STORE Capital Corporation
STOR
$13K ﹤0.01%
400
– –
RSX
1104
DELISTED
VanEck Russia ETF
RSX
$13K ﹤0.01%
500
-110
-18% -$3.3K
XLNX
1105
DELISTED
Xilinx Inc
XLNX
$13K ﹤0.01%
61
-9
-13% -$1.77K
AMX icon
1106
America Movil
AMX
$77.9B
$12K ﹤0.01%
599
– –
ASML icon
1107
ASML
ASML
$693B
$12K ﹤0.01%
16
– –
BBVA icon
1108
Banco Bilbao Vizcaya Argentaria
BBVA
$140B
$12K ﹤0.01%
2,204
– –
ENSG icon
1109
The Ensign Group
ENSG
$9.79B
$12K ﹤0.01%
147
– –
FFIN icon
1110
First Financial Bankshares
FFIN
$4.94B
$12K ﹤0.01%
246
– –
HPE icon
1111
Hewlett Packard
HPE
$63.1B
$12K ﹤0.01%
798
+115
+17% +$1.73K
IYY icon
1112
iShares Dow Jones US ETF
IYY
$2.92B
$12K ﹤0.01%
108
– –
KRMA
1113
DELISTED
Global X Conscious Companies ETF
KRMA
$12K ﹤0.01%
363
– –
NCLH icon
1114
Norwegian Cruise Line
NCLH
$8.59B
$12K ﹤0.01%
580
-247
-30% -$5.91K
SMH icon
1115
VanEck Semiconductor ETF
SMH
$69.8B
$12K ﹤0.01%
+76
New +$11K
SNOW icon
1116
Snowflake
SNOW
$91.9B
$12K ﹤0.01%
35
-1
-3% -$348
TRU icon
1117
TransUnion
TRU
$14.2B
$12K ﹤0.01%
105
– –
VTWO icon
1118
Vanguard Russell 2000 ETF
VTWO
$17.4B
$12K ﹤0.01%
+136
New +$12.4K
WH icon
1119
Wyndham Hotels & Resorts
WH
$5.5B
$12K ﹤0.01%
+140
New +$11.7K
WSO icon
1120
Watsco Inc
WSO
$14.8B
$12K ﹤0.01%
41
-7
-15% -$2.07K
ZION icon
1121
Zions Bancorporation
ZION
$10.1B
$12K ﹤0.01%
200
-5
-2% -$319
NATI
1122
DELISTED
National Instruments Corp
NATI
$12K ﹤0.01%
276
– –
AAL icon
1123
American Airlines Group
AAL
$8.96B
$11K ﹤0.01%
609
-40
-6% -$767
BAH icon
1124
Booz Allen Hamilton
BAH
$7.9B
$11K ﹤0.01%
142
– –
BEP icon
1125
Brookfield Renewable
BEP
$10B
$11K ﹤0.01%
337
– –
43 44
45
46 47

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.