Carroll Financial Associates’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

Carroll Financial Associates’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$8K	Hold	395	–	–	﹤0.01%	1218
2021 Q3	$8K	Hold	395	–	–	﹤0.01%	1276
2021 Q2	$8K	Hold	395	–	–	﹤0.01%	1338
2021 Q1	$7K	Hold	395	–	–	﹤0.01%	1298
2020 Q4	$7K	Buy	395 +272	+221%	+$5.37K	﹤0.01%	1189
2020 Q3	$2K	Sell	123 -3,350	-96%	-$64K	﹤0.01%	1328
2020 Q2	$63K	Hold	3,473	–	–	0.01%	597
2020 Q1	$56K	Buy	3,473 +123	+4%	+$2.36K	0.01%	551
2019 Q4	$67K	Hold	3,350	–	–	0.01%	588
2019 Q3	$66K	Sell	3,350 -837	-20%	-$16.4K	0.01%	580
2019 Q2	$81K	Hold	4,187	–	–	0.01%	528
2019 Q1	$79K	Hold	4,187	–	–	0.01%	486
2018 Q4	$76K	Hold	4,187	–	–	0.01%	428
2018 Q3	$79K	Sell	4,187 -10,920	-72%	-$210K	0.01%	436
2018 Q2	$287K	Hold	15,107	–	–	0.03%	233
2018 Q1	$293K	Buy	15,107 +1,000	+7%	+$19.8K	0.03%	233
2017 Q4	$282K	Buy	14,107 +2,500	+22%	+$50.2K	0.03%	238
2017 Q3	$233K	Buy	11,607 +6,527	+128%	+$131K	0.03%	247
2017 Q2	$101K	Buy	5,080 +100	+2%	+$1.98K	0.01%	371
2017 Q1	$97K	Hold	4,980	–	–	0.01%	360
2016 Q4	$94K	Buy	4,980 +1,480	+42%	+$28.4K	0.01%	355
2016 Q3	$68K	Buy	3,500 +1,400	+67%	+$27.3K	0.01%	413
2016 Q2	$39K	Buy	+2,100	New	+$39.8K	0.01%	488

Other funds holding FPE

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

PNC

Park National Corp Newark, Ohio $3.57B AUM 22.83% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

Carroll Financial Associates's FPE Position: Q4 2021 in Review

Carroll Financial Associates held its First Trust Preferred Securities and Income ETF (FPE) position steady in Q4 2021 at 395 shares worth $8K. The position accounts for ﹤0.01% of the portfolio, ranked #1218.

Carroll Financial Associates first reported a position in FPE in Q2 2016 and has held it in 23 quarters since. The position peaked at $293K in Q1 2018. 408 funds tracked by Wall St. Rank hold FPE as of Q4 2021.

Carroll Financial Associates held 395 shares of First Trust Preferred Securities and Income ETF worth $8K as of Q4 2021.
Carroll Financial Associates left its First Trust Preferred Securities and Income ETF share count unchanged in Q4 2021.
First Trust Preferred Securities and Income ETF made up ﹤0.01% of Carroll Financial Associates's portfolio in Q4 2021, its #1218 holding.
Carroll Financial Associates first reported a position in First Trust Preferred Securities and Income ETF in Q2 2016 and has held it in 23 quarters since.
Carroll Financial Associates's First Trust Preferred Securities and Income ETF position peaked at $293K in Q1 2018.
408 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q4 2021.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.