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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOCU
1251
DocuSign
DOCU
$9.17B
$7K ﹤0.01%
46
-20
-30% -$4.56K
EIS icon
1252
iShares MSCI Israel ETF
EIS
$881M
$7K ﹤0.01%
100
– –
EVRG icon
1253
Evergy
EVRG
$19.9B
$7K ﹤0.01%
110
+26
+31% +$1.69K
EWI icon
1254
iShares MSCI Italy ETF
EWI
$906M
$7K ﹤0.01%
231
+154
+200% +$5.05K
EXI icon
1255
iShares Global Industrials ETF
EXI
$1.41B
$7K ﹤0.01%
65
– –
GEN icon
1256
Gen Digital
GEN
$15.3B
$7K ﹤0.01%
285
+263
+1,195% +$6.66K
HHH icon
1257
Howard Hughes
HHH
$3.93B
$7K ﹤0.01%
81
– –
IART icon
1258
Integra LifeSciences
IART
$1.44B
$7K ﹤0.01%
104
+80
+333% +$5.41K
KYN icon
1259
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
$7K ﹤0.01%
1,000
-130
-12% -$1.06K
LADR
1260
Ladder Capital
LADR
$1.23B
$7K ﹤0.01%
+588
New +$6.97K
MYD
1261
DELISTED
BlackRock MuniYield Fund
MYD
$7K ﹤0.01%
512
– –
NGG icon
1262
National Grid
NGG
$81.5B
$7K ﹤0.01%
111
-2
-2% -$117
NNN icon
1263
NNN REIT
NNN
$9.32B
$7K ﹤0.01%
169
+150
+789% +$6.88K
OXY.WS icon
1264
Occidental Petroleum Corp Warrants
OXY.WS
$34.3B
$7K ﹤0.01%
+584
New +$8.01K
PEJ icon
1265
Invesco Leisure and Entertainment ETF
PEJ
$251M
$7K ﹤0.01%
145
– –
PSFE icon
1266
Paysafe
PSFE
$399M
$7K ﹤0.01%
+158
New +$10.6K
PSP icon
1267
Invesco Global Listed Private Equity ETF
PSP
$225M
$7K ﹤0.01%
100
– –
QS icon
1268
QuantumScape Corp
QS
$3.32B
$7K ﹤0.01%
300
– –
RWL icon
1269
Invesco S&P 500 Revenue ETF
RWL
$9.45B
$7K ﹤0.01%
100
– –
SABA
1270
Saba Capital Income & Opportunities Fund II
SABA
$221M
$7K ﹤0.01%
715
– –
STM icon
1271
STMicroelectronics
STM
$49.7B
$7K ﹤0.01%
+145
New +$6.86K
TDC icon
1272
Teradata
TDC
$2.61B
$7K ﹤0.01%
170
-12
-7% -$592
VAC icon
1273
Marriott Vacations Worldwide
VAC
$3.23B
$7K ﹤0.01%
43
– –
VNT icon
1274
Vontier
VNT
$4.25B
$7K ﹤0.01%
241
– –
VOX icon
1275
Vanguard Communication Services ETF
VOX
$5.56B
$7K ﹤0.01%
53
– –
49 50
51
52 53

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.