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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDV icon
1426
Gabelli Dividend & Income Trust
GDV
$2.58B
$3K ﹤0.01%
129
– –
GH icon
1427
Guardant Health
GH
$19.9B
$3K ﹤0.01%
36
– –
GPK icon
1428
Graphic Packaging
GPK
$3.26B
$3K ﹤0.01%
170
– –
ICUI icon
1429
ICU Medical
ICUI
$3.83B
$3K ﹤0.01%
15
– –
IFF icon
1430
International Flavors & Fragrances
IFF
$18.6B
$3K ﹤0.01%
24
-61
-72% -$8.89K
INFY icon
1431
Infosys
INFY
$43.3B
$3K ﹤0.01%
149
– –
IYR icon
1432
iShares US Real Estate ETF
IYR
$4.49B
$3K ﹤0.01%
33
-150
-82% -$16.4K
JBLU icon
1433
JetBlue
JBLU
$1.8B
$3K ﹤0.01%
235
– –
KT icon
1434
KT
KT
$8.7B
$3K ﹤0.01%
288
– –
KW
1435
DELISTED
Kennedy-Wilson Holdings
KW
$3K ﹤0.01%
144
-27
-16% -$615
LOCO icon
1436
El Pollo Loco
LOCO
$468M
$3K ﹤0.01%
276
– –
LUMN icon
1437
Lumen
LUMN
$6.78B
$3K ﹤0.01%
269
– –
LYFT icon
1438
Lyft
LYFT
$5.3B
$3K ﹤0.01%
88
-458
-84% -$21.4K
MGA icon
1439
Magna International
MGA
$17.7B
$3K ﹤0.01%
46
– –
NEO icon
1440
NeoGenomics
NEO
$1.84B
$3K ﹤0.01%
100
– –
NOV icon
1441
NOV
NOV
$7.24B
$3K ﹤0.01%
290
– –
NQP
1442
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$3K ﹤0.01%
244
– –
NVAX icon
1443
Novavax
NVAX
$1.28B
$3K ﹤0.01%
25
-20
-44% -$3.44K
NXRT
1444
NexPoint Residential Trust
NXRT
$661M
$3K ﹤0.01%
46
– –
ORA icon
1445
Ormat Technologies
ORA
$6.37B
$3K ﹤0.01%
42
– –
PBA icon
1446
Pembina Pipeline
PBA
$29.7B
$3K ﹤0.01%
125
– –
PGEN icon
1447
Precigen
PGEN
$1.9B
$3K ﹤0.01%
1,000
– –
PLL
1448
DELISTED
Piedmont Lithium
PLL
$3K ﹤0.01%
60
+30
+100% +$1.76K
PPT
1449
Franklin Premier Income Trust
PPT
$327M
$3K ﹤0.01%
750
– –
PRLB icon
1450
Protolabs
PRLB
$1.87B
$3K ﹤0.01%
61
-1
-2% -$59
56 57
58
59 60

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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.