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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIDU icon
1476
Fidelity MSCI Industrials Index ETF
FIDU
$2.31B
$2K ﹤0.01%
50
– –
FSTA icon
1477
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.4B
$2K ﹤0.01%
51
– –
GLDM icon
1478
SPDR Gold MiniShares Trust
GLDM
$28B
$2K ﹤0.01%
60
– –
GRAB icon
1479
Grab
GRAB
$13.7B
$2K ﹤0.01%
+400
New +$3.05K
HSBC icon
1480
HSBC
HSBC
$354B
$2K ﹤0.01%
80
– –
IEX icon
1481
IDEX
IEX
$16.5B
$2K ﹤0.01%
12
-122
-91% -$27.7K
ITB icon
1482
iShares US Home Construction ETF
ITB
$2.37B
$2K ﹤0.01%
36
-11,477
-100% -$865K
KWR icon
1483
Quaker Houghton
KWR
$2.64B
$2K ﹤0.01%
12
– –
LNT icon
1484
Alliant Energy
LNT
$19.1B
$2K ﹤0.01%
43
-1,032
-96% -$59.1K
MMSI icon
1485
Merit Medical Systems
MMSI
$4.36B
$2K ﹤0.01%
37
– –
MTB icon
1486
M&T Bank
MTB
$36.3B
$2K ﹤0.01%
15
-187
-93% -$28.7K
NIO icon
1487
NIO
NIO
$11.7B
$2K ﹤0.01%
100
+34
+52% +$1.25K
NVVE icon
1488
Nuvve Holding Corp
NVVE
$3.04M
– –
0
– –
OI icon
1489
O-I Glass
OI
$1.39B
$2K ﹤0.01%
220
– –
PBH icon
1490
Prestige Consumer Healthcare
PBH
$2.32B
$2K ﹤0.01%
42
-39
-48% -$2.31K
PDEC icon
1491
Innovator US Equity Power Buffer ETF December
PDEC
$982M
$2K ﹤0.01%
78
– –
PII icon
1492
Polaris
PII
$4.22B
$2K ﹤0.01%
20
– –
PLUG icon
1493
Plug Power
PLUG
$3.11B
$2K ﹤0.01%
+100
New +$3.46K
RING icon
1494
iShares MSCI Global Gold Miners ETF
RING
$2.36B
$2K ﹤0.01%
110
-395
-78% -$10.5K
RL icon
1495
Ralph Lauren
RL
$23B
$2K ﹤0.01%
18
– –
SLV icon
1496
iShares Silver Trust
SLV
$28.8B
$2K ﹤0.01%
130
-2,601
-95% -$56.2K
SLVM icon
1497
Sylvamo
SLVM
$1.51B
$2K ﹤0.01%
+82
New +$2.39K
SVC
1498
Service Properties Trust
SVC
$1.11B
$2K ﹤0.01%
51
– –
TRGP icon
1499
Targa Resources
TRGP
$61.1B
$2K ﹤0.01%
46
– –
TTD icon
1500
Trade Desk
TTD
$8.26B
$2K ﹤0.01%
30
-93
-76% -$8.15K
58 59
60
61 62

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.