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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACB
1601
Aurora Cannabis
ACB
$163M
$0 ﹤0.01%
13
+12
+1,200% +$807
AFRM icon
1602
Affirm
AFRM
$25.5B
– –
-62
Closed -$7K
AKAM icon
1603
Akamai
AKAM
$17.5B
– –
-14
Closed -$1K
AL
1604
DELISTED
Air Lease Corp
AL
– –
-471
Closed -$18K
ALNY icon
1605
Alnylam Pharmaceuticals
ALNY
$35.7B
– –
-41
Closed -$7K
AME icon
1606
Ametek
AME
$54.3B
$0 ﹤0.01%
5
-13
-72% -$1.78K
AMPH icon
1607
Amphastar Pharmaceuticals
AMPH
$871M
– –
-85
Closed -$1K
ANET icon
1608
Arista Networks
ANET
$212B
– –
-1,888
Closed -$56.3K
AOS icon
1609
A.O. Smith
AOS
$8.11B
– –
-37
Closed -$2.82K
APPN icon
1610
Appian
APPN
$1.92B
– –
-100
Closed -$9K
ARLO icon
1611
Arlo Technologies
ARLO
$1.45B
$0 ﹤0.01%
49
– –
ARQT icon
1612
Arcutis Biotherapeutics
ARQT
$3.56B
– –
-400
Closed -$9K
ASAN icon
1613
Asana
ASAN
$1.77B
– –
-21
Closed -$2K
EFOR
1614
Everforth Inc
EFOR
$768M
– –
-209
Closed -$23K
ASHR icon
1615
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.29B
– –
-116
Closed -$4K
ATEN icon
1616
A10 Networks
ATEN
$2.59B
– –
-86
Closed -$1K
CVSA
1617
Covista Inc
CVSA
$4.02B
– –
-41
Closed -$1K
ATR icon
1618
AptarGroup
ATR
$8.46B
– –
-12
Closed -$1K
AVB icon
1619
AvalonBay Communities
AVB
$27.4B
$0 ﹤0.01%
2
-202
-99% -$48.2K
AVDE icon
1620
Avantis International Equity ETF
AVDE
$17.4B
– –
-219
Closed -$13K
AVEM icon
1621
Avantis Emerging Markets Equity ETF
AVEM
$24.6B
– –
-80
Closed -$5K
AVTR icon
1622
Avantor
AVTR
$7.56B
– –
-70
Closed -$2K
AWR icon
1623
American States Water
AWR
$3.5B
– –
-20
Closed -$1K
AXS icon
1624
AXIS Capital
AXS
$8.46B
– –
-280
Closed -$12K
AXTA icon
1625
Axalta
AXTA
$6.92B
– –
-775
Closed -$22K
63 64
65
66 67

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.