CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+20.52%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,074
New
Increased
Reduced
Closed

Top Buys

1
+$34.1M
2
+$14.1M
3
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

1
+$33.6M
2
+$11.4M
3
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARVL
1601
DELISTED
Arrival Ordinary Shares
ARVL
– –
-20
AUY
1602
DELISTED
Yamana Gold, Inc.
AUY
– –
-100
LHCG
1603
DELISTED
LHC Group LLC
LHCG
– –
-8
CHAD
1604
DELISTED
Direxion Daily CSI 300 China A Share Bear 1X Shares
CHAD
– –
-51
VLDR
1605
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
$0 ﹤0.01%
100
VIVO
1606
DELISTED
Meridian Bioscience Inc
VIVO
– –
-60
ABMD
1607
DELISTED
Abiomed Inc
ABMD
– –
-8
MNDT
1608
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-318
TPTX
1609
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
– –
-6
KLDO
1610
DELISTED
Kaleido Biosciences, Inc. Common Stock
KLDO
$0 ﹤0.01%
339
PBCT
1611
DELISTED
People's United Financial Inc
PBCT
$0 ﹤0.01%
29
COR
1612
DELISTED
Coresite Realty Corporation
COR
– –
-13
HCAQ
1613
DELISTED
HealthCor Catalio Acquisition Corp. Class A Ordinary Shares
HCAQ
– –
-2,503
BSCL
1614
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
– –
-304
KSU
1615
DELISTED
Kansas City Southern
KSU
– –
-133
HRC
1616
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
– –
-563
PCI
1617
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-1,040
PPD
1618
DELISTED
PPD, Inc. Common Stock
PPD
– –
-115
AGC
1619
DELISTED
Altimeter Growth Corp
AGC
– –
-400
INOV
1620
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
– –
-1,416
FLXN
1621
DELISTED
Flexion Therapeutics, Inc.
FLXN
– –
-2,000
VTA
1622
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-106
LDL
1623
DELISTED
Lydall, Inc.
LDL
– –
-500
PVAL
1624
DELISTED
Principal Contrarian Value Index ETF
PVAL
– –
-1,140
HZNP
1625
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$0 ﹤0.01%
4
-17
63 64
65
66 67