CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Quarter Est. Return
1 Year Est. Return
+20.52%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,074
New
Increased
Reduced
Closed

Top Buys

1
+$34.1M
2
+$14.1M
3
+$9.24M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.06M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.49M

Top Sells

1
+$33.3M
2
+$11.3M
3
+$9.95M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$7.11M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.27M

Sector Composition

1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEXO
1676
DELISTED
HEXO Corp. Common Shares
HEXO
$0 ﹤0.01%
80
CS
1677
DELISTED
Credit Suisse Group
CS
– –
-20
DBD
1678
DELISTED
Diebold Nixdorf Incorporated
DBD
$0 ﹤0.01%
40
VCLO
1679
DELISTED
Simplify Volt Cloud and Cybersecurity Disruption ETF
VCLO
– –
-231
CSII
1680
DELISTED
Cardiovascular Systems, Inc.
CSII
– –
-39
ARVL
1681
DELISTED
Arrival Ordinary Shares
ARVL
– –
-20
AUY
1682
DELISTED
Yamana Gold, Inc.
AUY
– –
-100
LHCG
1683
DELISTED
LHC Group LLC
LHCG
– –
-8
CHAD
1684
DELISTED
Direxion Daily CSI 300 China A Share Bear 1X Shares
CHAD
– –
-51
VLDR
1685
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
$0 ﹤0.01%
100
VIVO
1686
DELISTED
Meridian Bioscience Inc
VIVO
– –
-60
SIG icon
1687
Signet Jewelers
SIG
$3.87B
– –
-8
SIRI icon
1688
SiriusXM
SIRI
$6.88B
– –
-8
SIZE icon
1689
iShares MSCI USA Size Factor ETF
SIZE
$402M
– –
-999
SKY icon
1690
Champion Homes
SKY
$5.38B
– –
-189
SLG icon
1691
SL Green Realty
SLG
$3.45B
$0 ﹤0.01%
5
SLGN icon
1692
Silgan Holdings
SLGN
$4.53B
– –
-43
SLM icon
1693
SLM Corp
SLM
$5.45B
– –
-1,249
SLP icon
1694
Simulations Plus
SLP
$410M
– –
-19
SLYV icon
1695
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.41B
$0 ﹤0.01%
1
SMMV icon
1696
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$304M
$0 ﹤0.01%
25
+15
SMPL icon
1697
Simply Good Foods
SMPL
$1.94B
– –
-56
SONN
1698
DELISTED
Sonnet BioTherapeutics
SONN
– –
0
SPB icon
1699
Spectrum Brands
SPB
$1.45B
– –
-144
SPOK icon
1700
Spok Holdings
SPOK
$271M
– –
-138
66 67
68
69 70