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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFH icon
1676
Dream Finders Homes
DFH
$1.45B
$0 ﹤0.01%
35
– –
DNOW icon
1677
DNOW Inc
DNOW
$2.54B
$0 ﹤0.01%
63
-148
-70% -$1.28K
DOX icon
1678
Amdocs
DOX
$5.59B
– –
-7
Closed –
DTE icon
1679
DTE Energy
DTE
$30.8B
$0 ﹤0.01%
2
-9
-82% -$1.03K
DTM icon
1680
DT Midstream
DTM
$14.8B
– –
-4
Closed -$192
DVA icon
1681
DaVita
DVA
$15.2B
– –
-21
Closed -$2.26K
DWSH icon
1682
AdvisorShares Dorsey Wright Short ETF
DWSH
$6.65M
– –
-116
Closed -$1K
DXC icon
1683
DXC Technology
DXC
$1.53B
$0 ﹤0.01%
19
-9
-32% -$293
E icon
1684
ENI
E
$72.3B
– –
-12
Closed –
EDEN icon
1685
iShares MSCI Denmark ETF
EDEN
$191M
– –
-24
Closed -$2K
EEFT icon
1686
Euronet Worldwide
EEFT
$3.1B
– –
-199
Closed -$25K
EEMS icon
1687
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$401M
– –
-106
Closed -$6K
EG icon
1688
Everest Group
EG
$15.1B
$0 ﹤0.01%
1
– –
EIDO icon
1689
iShares MSCI Indonesia ETF
EIDO
$473M
– –
-53
Closed -$1K
EIG icon
1690
Employers Holdings
EIG
$918M
– –
-52
Closed -$2K
ENFR icon
1691
Alerian Energy Infrastructure ETF
ENFR
$494M
$0 ﹤0.01%
11
-218
-95% -$4.32K
ENPH icon
1692
Enphase Energy
ENPH
$5.48B
$0 ﹤0.01%
2
– –
EPAM icon
1693
EPAM Systems
EPAM
$4.63B
$0 ﹤0.01%
1
-1
-50% -$644
EPI icon
1694
WisdomTree India Earnings Fund ETF
EPI
$2.05B
– –
-287
Closed -$10K
ERC
1695
Allspring Multi-Sector Income Fund
ERC
$256M
$0 ﹤0.01%
20
– –
ERIC icon
1696
Ericsson
ERIC
$32.4B
$0 ﹤0.01%
20
– –
ESGR
1697
DELISTED
Enstar Group
ESGR
– –
-73
Closed -$17K
ESTC icon
1698
Elastic
ESTC
$6.4B
– –
-4
Closed –
ETJ
1699
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$561M
– –
-2,768
Closed -$29K
EWA icon
1700
iShares MSCI Australia ETF
EWA
$1.43B
– –
-274
Closed -$6K
66 67
68
69 70

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.