CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Quarter Est. Return
1 Year Est. Return
+20.52%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,074
New
Increased
Reduced
Closed

Top Buys

1
+$34.1M
2
+$14.1M
3
+$9.24M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.06M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.49M

Top Sells

1
+$33.3M
2
+$11.3M
3
+$9.95M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$7.11M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.27M

Sector Composition

1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESTE
1676
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
– –
-330
NLSN
1677
DELISTED
Nielsen Holdings plc
NLSN
– –
-23
EGLE
1678
DELISTED
Eagle Bulk Shipping Inc.
EGLE
– –
-109
FM
1679
DELISTED
iShares Frontier and Select EM ETF
FM
– –
-124
JHMT
1680
DELISTED
John Hancock Multifactor Technology ETF
JHMT
– –
-3,941
FUT
1681
DELISTED
ProShares Managed Futures Strategy ETF
FUT
– –
-14
STFC
1682
DELISTED
State Auto Financial Corp
STFC
$0 ﹤0.01%
10
NEWN
1683
DELISTED
NEW ENG SYS GRP COM STK (NV)
NEWN
$0 ﹤0.01%
30
STMP
1684
DELISTED
Stamps.com, Inc.
STMP
– –
-6
OIL
1685
DELISTED
iPath Series B S&P GSCI Crude Oil ETN
OIL
– –
-6,077
HR
1686
DELISTED
Healthcare Realty Trust Incorporated
HR
– –
-53
ON icon
1687
ON Semiconductor
ON
$20.3B
– –
-2
ORI icon
1688
Old Republic International
ORI
$11.2B
– –
-461
OSPN icon
1689
OneSpan
OSPN
$467M
– –
-66
OSIS icon
1690
OSI Systems
OSIS
$4.54B
– –
-36
PARAA
1691
DELISTED
Paramount Global Class A
PARAA
$0 ﹤0.01%
+25
PDD icon
1692
Pinduoduo
PDD
$168B
$0 ﹤0.01%
+9
PEN icon
1693
Penumbra
PEN
$11.3B
– –
-6
PFGC icon
1694
Performance Food Group
PFGC
$14.7B
$0 ﹤0.01%
7
-22
PFLD icon
1695
AAM Low Duration Preferred and Income Securities ETF
PFLD
$479M
– –
-2,845
PGHY icon
1696
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$183M
$0 ﹤0.01%
19
-3,999
PGRO icon
1697
Putnam Focused Large Cap Growth ETF
PGRO
$62.1M
– –
-2,520
PHK
1698
PIMCO High Income Fund
PHK
$849M
$0 ﹤0.01%
7
PICB icon
1699
Invesco International Corporate Bond ETF
PICB
$242M
$0 ﹤0.01%
26
+4
PINS icon
1700
Pinterest
PINS
$18.2B
– –
-37
66 67
68
69 70