Carroll Financial Associates’s Allspring Multi-Sector Income Fund ERC Stock Holding History

Carroll Financial Associates’s Portfolio ERC Stock Details ERC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$0	Hold	20	–	–	﹤0.01%	1696
2021 Q3	$0	Hold	20	–	–	﹤0.01%	1811
2021 Q2	$0	Hold	20	–	–	﹤0.01%	1724
2021 Q1	$0	Hold	20	–	–	﹤0.01%	1655
2020 Q4	$0	Hold	20	–	–	﹤0.01%	1562
2020 Q3	$0	Hold	20	–	–	﹤0.01%	1538
2020 Q2	$0	Sell	20 -550	-96%	-$5.66K	﹤0.01%	1562
2020 Q1	$5K	Sell	570 -1,665	-74%	-$19.8K	﹤0.01%	1125
2019 Q4	$28K	Hold	2,235	–	–	﹤0.01%	793
2019 Q3	$27K	Hold	2,235	–	–	﹤0.01%	748
2019 Q2	$28K	Hold	2,235	–	–	﹤0.01%	734
2019 Q1	$27K	Hold	2,235	–	–	﹤0.01%	682
2018 Q4	$25K	Hold	2,235	–	–	﹤0.01%	613
2018 Q3	$27K	Hold	2,235	–	–	﹤0.01%	627
2018 Q2	$27K	Hold	2,235	–	–	﹤0.01%	606
2018 Q1	$29K	Hold	2,235	–	–	﹤0.01%	587
2017 Q4	$29K	Hold	2,235	–	–	﹤0.01%	582
2017 Q3	$29K	Hold	2,235	–	–	﹤0.01%	579
2017 Q2	$29K	Hold	2,235	–	–	﹤0.01%	601
2017 Q1	$29K	Hold	2,235	–	–	﹤0.01%	581
2016 Q4	$28K	Hold	2,235	–	–	﹤0.01%	567
2016 Q3	$28K	Hold	2,235	–	–	﹤0.01%	575
2016 Q2	$28K	Hold	2,235	–	–	﹤0.01%	540
2016 Q1	$27K	Buy	2,235 +550	+33%	+$6.23K	0.01%	541
2015 Q4	$19K	Hold	1,685	–	–	﹤0.01%	592
2015 Q3	$20K	Hold	1,685	–	–	﹤0.01%	570
2015 Q2	$21K	Buy	1,685 +1,665	+8,325%	+$22.1K	﹤0.01%	546
2015 Q1	$0	Buy	+20	New	+$271	﹤0.01%	826
2014 Q3	–	Sell	-20	Closed	–	–	861
2014 Q2	$0	Hold	20	–	–	﹤0.01%	922
2014 Q1	$0	Hold	20	–	–	﹤0.01%	883
2013 Q4	$0	Sell	20 -1,500	-99%	-$21.2K	﹤0.01%	821
2013 Q3	$21K	Hold	1,520	–	–	0.01%	413
2013 Q2	$22K	Buy	+1,520	New	+$24.4K	0.01%	319

Other funds holding ERC

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

SFS

Sowell Financial Services North Little Rock, Arkansas $3.06B AUM 30.02% 1-Year Est. Return

Carroll Financial Associates's ERC Position: Q4 2021 in Review

Carroll Financial Associates held its Allspring Multi-Sector Income Fund (ERC) position steady in Q4 2021 at 20 shares worth $0. The position accounts for ﹤0.01% of the portfolio, ranked #1696.

Carroll Financial Associates first reported a position in ERC in Q2 2013 and has held it in 33 quarters since. The position peaked at $29K in Q1 2018. 55 funds tracked by Wall St. Rank hold ERC as of Q4 2021.

Carroll Financial Associates held 20 shares of Allspring Multi-Sector Income Fund worth $0 as of Q4 2021.
Carroll Financial Associates left its Allspring Multi-Sector Income Fund share count unchanged in Q4 2021.
Allspring Multi-Sector Income Fund made up ﹤0.01% of Carroll Financial Associates's portfolio in Q4 2021, its #1696 holding.
Carroll Financial Associates first reported a position in Allspring Multi-Sector Income Fund in Q2 2013 and has held it in 33 quarters since.
Carroll Financial Associates's Allspring Multi-Sector Income Fund position peaked at $29K in Q1 2018.
55 funds tracked by Wall St. Rank held Allspring Multi-Sector Income Fund as of Q4 2021.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.