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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIO
1751
Western Asset High Income Opportunity Fund
HIO
$344M
$0 ﹤0.01%
+48
New +$248
HMC icon
1752
Honda
HMC
$36.5B
$0 ﹤0.01%
10
– –
HPI
1753
John Hancock Preferred Income Fund
HPI
$432M
– –
-1,800
Closed -$38K
HSII
1754
DELISTED
Heidrick & Struggles
HSII
– –
-52
Closed -$2.37K
HST icon
1755
Host Hotels & Resorts
HST
$16.4B
$0 ﹤0.01%
26
– –
HSTM icon
1756
HealthStream
HSTM
$832M
– –
-66
Closed -$1K
HUBG icon
1757
HUB Group
HUBG
$3.13B
– –
-56
Closed -$1K
HUMA icon
1758
Humacyte
HUMA
$179M
$0 ﹤0.01%
+30
New +$297
HXL icon
1759
Hexcel
HXL
$7.83B
– –
-17
Closed -$1K
HYT icon
1760
BlackRock Corporate High Yield Fund
HYT
$1.37B
– –
-122
Closed -$1.48K
IAI icon
1761
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.42B
– –
-7,242
Closed -$756K
ICF icon
1762
iShares Select U.S. REIT ETF
ICF
$2.11B
$0 ﹤0.01%
13
-16
-55% -$1.13K
IDA icon
1763
Idacorp
IDA
$8.24B
– –
-18
Closed -$1K
IGOV icon
1764
iShares International Treasury Bond ETF
IGOV
$1.36B
$0 ﹤0.01%
18
– –
IHF icon
1765
iShares US Healthcare Providers ETF
IHF
$1.19B
– –
-4,590
Closed -$235K
IJT icon
1766
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.23B
– –
-62
Closed -$8K
IMNN icon
1767
Imunon
IMNN
$7.69M
$0 ﹤0.01%
1
-1
-50% -$156
INGN icon
1768
Inogen
INGN
$178M
– –
-31
Closed -$1K
INM icon
1769
InMed Pharmaceuticals
INM
$8.12M
– –
0
– –
INN
1770
Summit Hotel Properties
INN
$722M
$0 ﹤0.01%
100
– –
IRWD icon
1771
Ironwood Pharmaceuticals
IRWD
$635M
– –
-252
Closed -$3K
ISTR icon
1772
Investar Holding Corp
ISTR
$412M
– –
-175
Closed -$3K
ITT icon
1773
ITT
ITT
$17.2B
$0 ﹤0.01%
4
– –
ITUB icon
1774
Itaú Unibanco
ITUB
$90.4B
– –
-3,414
Closed -$13K
IVOL icon
1775
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$276M
$0 ﹤0.01%
+11
New +$301
69 70
71
72 73

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.