CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Quarter Est. Return
1 Year Est. Return
+20.52%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,074
New
Increased
Reduced
Closed

Top Buys

1
+$34.1M
2
+$14.1M
3
+$9.24M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.06M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.49M

Top Sells

1
+$33.3M
2
+$11.3M
3
+$9.95M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$7.11M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.27M

Sector Composition

1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBNC
1751
DELISTED
Reliant Bancorp, Inc. Common Stock
RBNC
– –
-2,095
COR
1752
DELISTED
Coresite Realty Corporation
COR
– –
-13
HCAQ
1753
DELISTED
HealthCor Catalio Acquisition Corp. Class A Ordinary Shares
HCAQ
– –
-2,503
BSCL
1754
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
– –
-304
KSU
1755
DELISTED
Kansas City Southern
KSU
– –
-133
HRC
1756
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
– –
-563
PCI
1757
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-1,040
PPD
1758
DELISTED
PPD, Inc. Common Stock
PPD
– –
-115
AGC
1759
DELISTED
Altimeter Growth Corp
AGC
– –
-400
INOV
1760
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
– –
-1,416
FLXN
1761
DELISTED
Flexion Therapeutics, Inc.
FLXN
– –
-2,000
VTA
1762
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-106
LDL
1763
DELISTED
Lydall, Inc.
LDL
– –
-500
DZSI
1764
DELISTED
DZS Inc. Common Stock
DZSI
– –
-4
PVAL
1765
DELISTED
Principal Contrarian Value Index ETF
PVAL
– –
-1,140
HZNP
1766
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$0 ﹤0.01%
4
-17
MFGP
1767
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$0 ﹤0.01%
15
+14
LVHB
1768
DELISTED
Innovator Lunt Low Vol/High Beta Tactical ETF
LVHB
– –
-10,700
ESTE
1769
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
– –
-330
NLSN
1770
DELISTED
Nielsen Holdings plc
NLSN
– –
-23
EGLE
1771
DELISTED
Eagle Bulk Shipping Inc.
EGLE
– –
-109
FM
1772
DELISTED
iShares Frontier and Select EM ETF
FM
– –
-124
JHMT
1773
DELISTED
John Hancock Multifactor Technology ETF
JHMT
– –
-3,941
FUT
1774
DELISTED
ProShares Managed Futures Strategy ETF
FUT
– –
-14
STFC
1775
DELISTED
State Auto Financial Corp
STFC
$0 ﹤0.01%
10
69 70
71
72 73