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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LSTR icon
1801
Landstar System
LSTR
$7.18B
– –
-11
Closed -$1K
LYG icon
1802
Lloyds Banking Group
LYG
$86.6B
$0 ﹤0.01%
242
– –
MAA icon
1803
Mid-America Apartment Communities
MAA
$15.5B
$0 ﹤0.01%
4
-63
-94% -$13K
MANU icon
1804
Manchester United
MANU
$3.83B
$0 ﹤0.01%
2
-3,098
-100% -$48.8K
MASI
1805
DELISTED
Masimo
MASI
– –
-6
Closed -$1K
MCRI icon
1806
Monarch Casino & Resort
MCRI
$2.18B
– –
-52
Closed -$3K
MDB icon
1807
MongoDB
MDB
$25.1B
$0 ﹤0.01%
1
-3
-75% -$1.54K
MFG icon
1808
Mizuho Financial
MFG
$120B
– –
-74
Closed –
MGM icon
1809
MGM Resorts International
MGM
$11.8B
$0 ﹤0.01%
20
-87
-81% -$3.91K
MGPI icon
1810
MGP Ingredients
MGPI
$382M
– –
-27
Closed -$2.04K
MILN
1811
Global X Millennial Consumer ETF
MILN
$99.3M
– –
-95
Closed -$4K
MIST icon
1812
Milestone Pharmaceuticals
MIST
$148M
$0 ﹤0.01%
40
– –
MLAB icon
1813
Mesa Laboratories
MLAB
$541M
– –
-6
Closed -$1K
MMS icon
1814
Maximus
MMS
$3.06B
– –
-20
Closed -$1K
MODV
1815
DELISTED
ModivCare
MODV
– –
-10
Closed -$1K
MOH icon
1816
Molina Healthcare
MOH
$11.7B
– –
-8
Closed -$2K
MOS icon
1817
The Mosaic Company
MOS
$7.03B
$0 ﹤0.01%
24
– –
MPWR icon
1818
Monolithic Power Systems
MPWR
$64.5B
$0 ﹤0.01%
1
– –
MRTN icon
1819
Marten Transport
MRTN
$1.44B
– –
-98
Closed -$1K
MRVI icon
1820
Maravai LifeSciences
MRVI
$1.07B
– –
-10
Closed –
MT icon
1821
ArcelorMittal
MT
$50.1B
$0 ﹤0.01%
2
-8
-80% -$248
MTH icon
1822
Meritage Homes
MTH
$4.95B
– –
-1,950
Closed -$94K
MUFG icon
1823
Mitsubishi UFJ Financial
MUFG
$240B
$0 ﹤0.01%
64
– –
MVV icon
1824
ProShares Ultra MidCap400
MVV
$154M
$0 ﹤0.01%
9
– –
MX icon
1825
Magnachip Semiconductor
MX
$125M
– –
-42
Closed –
71 72
73
74 75

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.