Carroll Financial Associates’s Nuveen S&P 500 Dynamic Overwrite Fund SPXX Stock Holding History

Carroll Financial Associates’s Portfolio SPXX Stock Details SPXX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-1,988	Closed	-$33K	–	1913
2021 Q3	$33K	Hold	1,988	–	–	﹤0.01%	862
2021 Q2	$36K	Hold	1,988	–	–	﹤0.01%	905
2021 Q1	$32K	Hold	1,988	–	–	﹤0.01%	888
2020 Q4	$30K	Hold	1,988	–	–	﹤0.01%	823
2020 Q3	$26K	Buy	+1,988	New	+$26.7K	﹤0.01%	799
2014 Q3	–	Sell	-8,000	Closed	-$116K	–	943
2014 Q2	$116K	Hold	8,000	–	–	0.03%	217
2014 Q1	$113K	Hold	8,000	–	–	0.04%	201
2013 Q4	$112K	Hold	8,000	–	–	0.04%	198
2013 Q3	$108K	Hold	8,000	–	–	0.04%	194
2013 Q2	$110K	Buy	+8,000	New	+$111K	0.05%	154

Other funds holding SPXX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

HWM

Howard Wealth Management Madison, Connecticut $238M AUM 14.72% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

ACP

Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return

Carroll Financial Associates's SPXX Position: Q4 2021 in Review

Carroll Financial Associates sold out of Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) in Q4 2021, closing a stake of 1,988 shares — an estimated $33K sold.

Carroll Financial Associates first reported a position in SPXX in Q2 2013 and held it in 10 quarters. The position peaked at $116K in Q2 2014. 44 funds tracked by Wall St. Rank hold SPXX as of Q4 2021.

Carroll Financial Associates reported no remaining Nuveen S&P 500 Dynamic Overwrite Fund position as of Q4 2021 after selling out during the quarter.
Carroll Financial Associates sold 1,988 Nuveen S&P 500 Dynamic Overwrite Fund shares in Q4 2021, an estimated $33K.
Carroll Financial Associates first reported a position in Nuveen S&P 500 Dynamic Overwrite Fund in Q2 2013 and held it in 10 quarters.
Carroll Financial Associates's Nuveen S&P 500 Dynamic Overwrite Fund position peaked at $116K in Q2 2014.
44 funds tracked by Wall St. Rank held Nuveen S&P 500 Dynamic Overwrite Fund as of Q4 2021.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.