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Nuveen S&P 500 Dynamic Overwrite Fund

37 hedge funds and large institutions have $46M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

20% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 10

6% more funds holding

Funds holding: 3537 (+2)

0.35% more ownership

Funds ownership: 19.9%20.26% (+0.35%)

1% less capital invested

Capital invested by funds: $46.5M → $46M (-$523K)

Holders
37
Holders Change
+2
Holders Change %
+5.71%
% of All Funds
1.07%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
12
Reduced
10
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$12.7M +$863K +60,008 +7%
GC
2
Guggenheim Capital
Illinois
$7.91M +$344K +23,920 +4%
AAM
3
Advisors Asset Management
Colorado
$5.14M -$936K -65,051 -15%
U
4
UBS
Switzerland
$3.08M +$185K +12,882 +6%
Wells Fargo
5
Wells Fargo
California
$2.67M +$114K +7,940 +4%
RVP
6
Relative Value Partners
Illinois
$2.59M -$54.4K -3,780 -2%
SFS
7
Shaker Financial Services
Virginia
$2.13M +$1.15M +80,098 +113%
Morgan Stanley
8
Morgan Stanley
New York
$1.88M -$9.24K -642 -0.5%
ACP
9
Aviance Capital Partners
Florida
$1.5M +$262K +18,182 +21%
RCM
10
Robinson Capital Management
Michigan
$1.42M +$1.19M +82,808 +451%
WAM
11
Wolverine Asset Management
Illinois
$1.38M +$1.41M +98,017 New
LPL Financial
12
LPL Financial
California
$645K +$18.2K +1,264 +3%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$614K +$5.18K +360 +0.8%
Bank of America
14
Bank of America
North Carolina
$524K -$3.34M -232,461 -86%
PPA
15
Parametric Portfolio Associates
Washington
$367K -$43.7K -3,034 -10%
CA
16
Cetera Advisors
Colorado
$212K +$3.6K +250 +2%
DA
17
Doliver Advisors
Texas
$195K -$9.4K -653 -5%
Ameriprise
18
Ameriprise
Minnesota
$191K -$15.8K -1,100 -7%
IT
19
Independence Trust
Tennessee
$183K
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$148K +$152K +10,555 New
Deutsche Bank
21
Deutsche Bank
Germany
$140K
DADC
22
D.A. Davidson & Co
Montana
$106K
TJHA
23
Thomas J. Herzfeld Advisors
Florida
$84K
BBPWM
24
Blue Bell Private Wealth Management
Pennsylvania
$35K -$8.63K -600 -19%
NSIM
25
North Star Investment Management
Illinois
$28K

SPXX Hedge Fund Activity: Q3 2014 in Review

37 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q3 2014, worth a combined $46M — down 1.1% from $46.5M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new SPXX positions and 2 closed out — a net gain of 2 holders — while 12 added to existing stakes and 10 trimmed.

The largest buyer was Wolverine Asset Management, opening a new position worth an estimated $1.41M. The largest seller was Bank of America, cutting an estimated $3.34M.

  • 37 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q3 2014, up from 35 in Q2 2014.
  • Funds reported $46M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q3 2014, down 1.1% quarter-over-quarter.
  • 4 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q3 2014 and 2 closed out, a net change of +2 holders.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q3 2014 was Wolverine Asset Management, an estimated $1.41M added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q3 2014 was Bank of America, an estimated $3.34M sold.

Based on aggregated 13F filings for Q3 2014.