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Nuveen S&P 500 Dynamic Overwrite Fund
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Overview Fund Activity

33 hedge funds and large institutions have $43.7M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 7 reducing their positions, and 1 closing their positions.

Holders
33
Holders Change
+3
Holders Change %
+10%
% of All Funds
0.96%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
13
Reduced
7
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
1
Invesco
Georgia
$7.33M
2
GC
2
Guggenheim Capital
Illinois
$6.74M
3
U
3
UBS
Switzerland
$2.2M
4
ACP
4
Aviance Capital Partners
Florida
$1.33M
5
SG Americas Securities
5
SG Americas Securities
New York
$275K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$8.93M
2
Northwestern Mutual Wealth Management
2
Northwestern Mutual Wealth Management
Wisconsin
$770K
3
RVP
3
Relative Value Partners
Illinois
$2.83M
4
Deutsche Bank
4
Deutsche Bank
Germany
$0
5
Citigroup
5
Citigroup
New York
$69K
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$8.93M 632,426 -101,678 -14%
Invesco
2
Invesco
Georgia
$7.33M 518,886 +195,867 +61%
GC
3
Guggenheim Capital
Illinois
$6.74M 476,933 +99,956 +27%
Bank of America
4
Bank of America
North Carolina
$4.18M 295,788 +8,590 +3%
RVP
5
Relative Value Partners
Illinois
$2.83M 200,443 -55,830 -22%
Wells Fargo
6
Wells Fargo
California
$2.68M 189,878 +9,962 +6%
PPA
7
Parametric Portfolio Associates
Washington
$2.45M 173,384 +3,592 +2%
U
8
UBS
Switzerland
$2.2M 155,493 +31,157 +25%
Morgan Stanley
9
Morgan Stanley
New York
$1.39M 98,578 +1,068 +1%
ACP
10
Aviance Capital Partners
Florida
$1.33M 94,500 +27,900 +42%
Northwestern Mutual Wealth Management
11
Northwestern Mutual Wealth Management
Wisconsin
$770K 54,559 -77,956 -59%
DA
12
Doliver Advisors
Texas
$652K 46,154 +5,921 +15%
LPL Financial
13
LPL Financial
California
$649K 45,934 -1,325 -3%
SG Americas Securities
14
SG Americas Securities
New York
$275K 19,446 +19,446 New
BBPWM
15
Blue Bell Private Wealth Management
Pennsylvania
$214K 15,189 -1,000 -6%
IT
16
Independence Trust
Tennessee
$184K 13,011 – –
TC
17
TFS Capital
Pennsylvania
$179K 12,673 +12,673 New
Ameriprise
18
Ameriprise
Minnesota
$159K 11,253 +1,543 +16%
CFA
19
Carroll Financial Associates
North Carolina
$112K 8,000 – –
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$110K 7,799 +807 +12%
TJHA
21
Thomas J. Herzfeld Advisors
Florida
$85K 6,001 – –
Citigroup
22
Citigroup
New York
$69K 4,949 -3,959 -44%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$28K 2,000 – –
Bank of Montreal
24
Bank of Montreal
Ontario, Canada
$28K 2,000 +2,000 New
US Bancorp
25
US Bancorp
Minnesota
$20K 1,430 – –
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