We are live on ! Find out more
SPXX icon

Nuveen S&P 500 Dynamic Overwrite Fund

56 hedge funds and large institutions have $50.7M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2020 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 20 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 17

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

13% more capital invested

Capital invested by funds: $45.1M → $50.7M (+$5.66M)

0% more funds holding

Funds holding: 5656 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.32% less ownership

Funds ownership: 19.69%19.38% (-0.32%)

Holders
56
Holders Change
Holders Change %
0%
% of All Funds
0.99%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
20
Reduced
17
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$7.18M +$504K +35,636 +8%
HWM
2
Howard Wealth Management
Connecticut
$4.59M -$288K -20,350 -6%
UBS Group
3
UBS Group
Switzerland
$4.47M -$201K -14,191 -5%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$4.34M +$24.3K +1,719 +0.6%
Morgan Stanley
5
Morgan Stanley
New York
$4.06M -$328K -23,191 -8%
Invesco
6
Invesco
Georgia
$3.89M -$180K -12,684 -5%
SFS
7
Shaker Financial Services
Virginia
$3.21M +$720K +50,867 +32%
LPL Financial
8
LPL Financial
California
$2.02M +$646K +45,616 +53%
GC
9
Guggenheim Capital
Illinois
$1.24M -$11.1K -781 -0.9%
ACP
10
Aviance Capital Partners
Florida
$1.2M -$29.7K -2,102 -3%
Northwestern Mutual Wealth Management
11
Northwestern Mutual Wealth Management
Wisconsin
$1.12M -$176K -12,468 -14%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.08M +$46.4K +3,278 +5%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$1.05M +$495K +34,943 +103%
Stifel Financial
14
Stifel Financial
Missouri
$976K -$40.7K -2,876 -4%
SDAM
15
Shulman DeMeo Asset Management
New York
$899K -$35K -2,476 -4%
DC
16
Davenport & Co
Virginia
$883K +$3.91K +276 +0.5%
RJA
17
Raymond James & Associates
Florida
$747K +$144K +10,150 +26%
LCM
18
Landscape Capital Management
New Jersey
$667K +$221K +15,602 +55%
Osaic Holdings
19
Osaic Holdings
Arizona
$646K +$53.9K +3,810 +10%
Bank of Montreal
20
Bank of Montreal
Ontario, Canada
$640K +$134K +9,467 +29%
AAM
21
Advisors Asset Management
Colorado
$536K -$109K -7,720 -18%
DADC
22
D.A. Davidson & Co
Montana
$530K +$130K +9,204 +36%
SBIA
23
Sheaff Brock Investment Advisors
Indiana
$473K +$354 +25 +0.1%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$459K -$1.98K -140 -0.5%
AA
25
AQR Arbitrage
Connecticut
$439K +$148K +10,469 +57%

SPXX Hedge Fund Activity: Q4 2020 in Review

56 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q4 2020, worth a combined $50.7M — up 13% from $45.1M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SPXX positions and 6 closed out — a net gain of 1 holder — while 20 added to existing stakes and 17 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $720K. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $2.36M sold.

  • 56 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q4 2020, unchanged from Q3 2020.
  • Funds reported $50.7M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q4 2020, up 13% quarter-over-quarter.
  • 7 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q4 2020 and 6 closed out, a net change of +1 holder.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q4 2020 was Shaker Financial Services, an estimated $720K added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q4 2020 was Wolverine Asset Management, an estimated $2.36M sold.

Based on aggregated 13F filings for Q4 2020.