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Nuveen S&P 500 Dynamic Overwrite Fund

45 hedge funds and large institutions have $50.7M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2018 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

113% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 8

13% more funds holding

Funds holding: 4045 (+5)

5% more capital invested

Capital invested by funds: $48.5M → $50.7M (+$2.21M)

0.5% more ownership

Funds ownership: 18.05%18.55% (+0.5%)

Holders
45
Holders Change
+5
Holders Change %
+12.5%
% of All Funds
1.03%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
17
Reduced
8
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$11.4M +$660K +38,961 +6%
Wells Fargo
2
Wells Fargo
California
$8.04M +$372K +21,962 +5%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$5.38M +$65.9K +3,888 +1%
Morgan Stanley
4
Morgan Stanley
New York
$3.76M +$47.6K +2,808 +1%
RJA
5
Raymond James & Associates
Florida
$2.73M +$74.5K +4,397 +3%
Invesco
6
Invesco
Georgia
$2.47M +$445K +26,249 +22%
Stifel Financial
7
Stifel Financial
Missouri
$1.75M -$7.34K -433 -0.4%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$1.5M +$8.96K +529 +0.6%
ACP
9
Aviance Capital Partners
Florida
$1.49M +$92.1K +5,436 +7%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.22M -$1.02M -60,355 -46%
WAM
11
Wolverine Asset Management
Illinois
$1.06M +$1.07M +62,992 New
AAM
12
Advisors Asset Management
Colorado
$1.02M -$217K -12,783 -17%
SFS
13
Shaker Financial Services
Virginia
$953K +$955K +56,366 New
Bank of America
14
Bank of America
North Carolina
$845K -$3.1M -183,234 -79%
NA
15
NewEdge Advisors
Louisiana
$756K +$523K +30,890 +224%
DC
16
Davenport & Co
Virginia
$753K +$33.3K +1,965 +5%
NMC
17
Nine Masts Capital
Hong Kong
$747K -$108K -6,400 -13%
LPL Financial
18
LPL Financial
California
$693K +$75.5K +4,454 +12%
DA
19
Doliver Advisors
Texas
$667K +$320K +18,861 +92%
SBIA
20
Sheaff Brock Investment Advisors
Indiana
$615K -$16.2K -957 -3%
Ameriprise
21
Ameriprise
Minnesota
$350K -$135K -7,951 -28%
PAG
22
Private Advisor Group
New Jersey
$347K +$348K +20,538 New
QCMA
23
Quad Capital Management Advisors
New York
$314K +$315K +18,589 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$298K +$87.9K +5,187 +42%
TSS
25
Two Sigma Securities
New York
$227K +$227K +13,404 New

SPXX Hedge Fund Activity: Q3 2018 in Review

45 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q3 2018, worth a combined $50.7M — up 4.6% from $48.5M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SPXX positions and 2 closed out — a net gain of 5 holders — while 17 added to existing stakes and 8 trimmed.

The largest buyer was Wolverine Asset Management, opening a new position worth an estimated $1.07M. The largest seller was Bank of America, cutting an estimated $3.1M.

  • 45 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q3 2018, up from 40 in Q2 2018.
  • Funds reported $50.7M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q3 2018, up 4.6% quarter-over-quarter.
  • 7 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q3 2018 and 2 closed out, a net change of +5 holders.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q3 2018 was Wolverine Asset Management, an estimated $1.07M added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q3 2018 was Bank of America, an estimated $3.1M sold.

Based on aggregated 13F filings for Q3 2018.