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Nuveen S&P 500 Dynamic Overwrite Fund

40 hedge funds and large institutions have $52.1M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2015 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 9 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

800% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 1

44% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 9

25% more funds holding

Funds holding: 3240 (+8)

5% more capital invested

Capital invested by funds: $49.6M → $52.1M (+$2.52M)

1.63% more ownership

Funds ownership: 21.46%23.09% (+1.6%)

Holders
40
Holders Change
+8
Holders Change %
+25%
% of All Funds
1.07%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
13
Reduced
9
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$12.3M -$921K -64,765 -7%
GC
2
Guggenheim Capital
Illinois
$8.12M +$287K +20,189 +4%
AAM
3
Advisors Asset Management
Colorado
$4.5M +$473K +33,255 +12%
PPA
4
Parametric Portfolio Associates
Washington
$4.01M +$1.9M +133,626 +87%
UBS Group
5
UBS Group
Switzerland
$3.29M +$145K +10,173 +5%
Morgan Stanley
6
Morgan Stanley
New York
$2.75M +$985K +69,225 +54%
Wells Fargo
7
Wells Fargo
California
$2.7M +$8.49K +597 +0.3%
MIG
8
Mariner Investment Group
New York
$2.37M -$232K -16,315 -9%
RVP
9
Relative Value Partners
Illinois
$2.26M -$247K -17,356 -10%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$2.24M -$1.32M -92,735 -37%
ACP
11
Aviance Capital Partners
Florida
$1.4M +$17.2K +1,206 +1%
Northwestern Mutual Wealth Management
12
Northwestern Mutual Wealth Management
Wisconsin
$846K +$122K +8,577 +16%
LPL Financial
13
LPL Financial
California
$638K +$42.4K +2,980 +7%
SFS
14
Shaker Financial Services
Virginia
$627K +$638K +44,849 New
DA
15
Doliver Advisors
Texas
$568K +$579K +40,667 New
1CP
16
1607 Capital Partners
Virginia
$499K +$509K +35,748 New
Bank of America
17
Bank of America
North Carolina
$456K -$48.2K -3,388 -9%
VKH
18
Virtu KCG Holdings
New York
$347K +$354K +24,869 New
RJA
19
Raymond James & Associates
Florida
$328K +$334K +23,475 New
BBPWM
20
Blue Bell Private Wealth Management
Pennsylvania
$238K +$223K +15,665 +1,090%
CA
21
Cetera Advisors
Colorado
$234K +$19.9K +1,400 +9%
Ameriprise
22
Ameriprise
Minnesota
$190K -$28.8K -2,023 -13%
CRC
23
Curi RMB Capital
Illinois
$176K +$179K +12,615 New
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$172K -$19.1K -1,345 -10%
IT
25
Independence Trust
Tennessee
$162K -$20.6K -1,448 -11%

SPXX Hedge Fund Activity: Q1 2015 in Review

40 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q1 2015, worth a combined $52.1M — up 5.1% from $49.6M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new SPXX positions and 1 closed out — a net gain of 8 holders — while 13 added to existing stakes and 9 trimmed.

The largest buyer was Parametric Portfolio Associates, adding an estimated $1.9M. The largest seller was Susquehanna International Group, cutting an estimated $1.32M.

  • 40 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q1 2015, up from 32 in Q4 2014.
  • Funds reported $52.1M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q1 2015, up 5.1% quarter-over-quarter.
  • 9 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q1 2015 and 1 closed out, a net change of +8 holders.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q1 2015 was Parametric Portfolio Associates, an estimated $1.9M added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q1 2015 was Susquehanna International Group, an estimated $1.32M sold.

Based on aggregated 13F filings for Q1 2015.