Relative Value Partners Group’s Nuveen S&P 500 Dynamic Overwrite Fund SPXX Stock Holding History

Relative Value Partners Group’s Portfolio SPXX Stock Details SPXX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-63,835	Closed	-$878K	–	146
2016 Q3	$878K	Sell	63,835 -36,170	-36%	-$502K	0.11%	69
2016 Q2	$1.35M	Sell	100,005 -8,820	-8%	-$119K	0.2%	51
2016 Q1	$1.47M	Sell	108,825 -12,068	-10%	-$153K	0.18%	46
2015 Q4	$1.63M	Sell	120,893 -4,947	-4%	-$67K	0.2%	46
2015 Q3	$1.59M	Sell	125,840 -11,533	-8%	-$157K	0.19%	48
2015 Q2	$1.88M	Buy	+137,373	New	+$1.94M	0.22%	48

Other funds holding SPXX

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

ACP

Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Relative Value Partners Group's SPXX Position: Q4 2016 in Review

Relative Value Partners Group sold out of Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) in Q4 2016, closing a stake of 63,835 shares — an estimated $878K sold.

Relative Value Partners Group first reported a position in SPXX in Q2 2015 and held it in 6 quarters. The position peaked at $1.88M in Q2 2015. 36 funds tracked by Wall St. Rank hold SPXX as of Q4 2016.

Relative Value Partners Group reported no remaining Nuveen S&P 500 Dynamic Overwrite Fund position as of Q4 2016 after selling out during the quarter.
Relative Value Partners Group sold 63,835 Nuveen S&P 500 Dynamic Overwrite Fund shares in Q4 2016, an estimated $878K.
Relative Value Partners Group first reported a position in Nuveen S&P 500 Dynamic Overwrite Fund in Q2 2015 and held it in 6 quarters.
Relative Value Partners Group's Nuveen S&P 500 Dynamic Overwrite Fund position peaked at $1.88M in Q2 2015.
36 funds tracked by Wall St. Rank held Nuveen S&P 500 Dynamic Overwrite Fund as of Q4 2016.

Based on Relative Value Partners Group's 13F filing for Q4 2016, filed 10 Feb 2017.