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Nuveen S&P 500 Dynamic Overwrite Fund

38 hedge funds and large institutions have $56.5M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

3% more funds holding

Funds holding: 3738 (+1)

0% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 11

0.4% less ownership

Funds ownership: 26.67%26.27% (-0.4%)

3% less capital invested

Capital invested by funds: $58M → $56.5M (-$1.52M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
1.01%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
5
Increased
11
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$13.1M
Invesco
2
Invesco
Georgia
$7.41M -$597K -47,238 -8%
UBS Group
3
UBS Group
Switzerland
$6.58M +$2.53M +200,353 +68%
AAM
4
Advisors Asset Management
Colorado
$5.98M -$1.68M -132,786 -23%
Morgan Stanley
5
Morgan Stanley
New York
$4.52M -$550K -43,467 -11%
GC
6
Guggenheim Capital
Illinois
$3.51M -$335K -26,465 -9%
Wells Fargo
7
Wells Fargo
California
$2.93M -$563K -44,552 -17%
LPL Financial
8
LPL Financial
California
$2.09M +$533K +42,178 +36%
AWMS
9
Advocacy Wealth Management Services
Georgia
$1.98M -$138K -10,928 -7%
RVPG
10
Relative Value Partners Group
$1.47M -$153K -12,068 -10%
ACP
11
Aviance Capital Partners
Florida
$1.21M -$58.2K -4,605 -5%
Northwestern Mutual Wealth Management
12
Northwestern Mutual Wealth Management
Wisconsin
$1.21M +$73.8K +5,835 +7%
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$645K +$308K +24,358 +101%
Bank of America
14
Bank of America
North Carolina
$513K +$107K +8,480 +28%
SBIA
15
Sheaff Brock Investment Advisors
Indiana
$506K
RJFSA
16
Raymond James Financial Services Advisors
Florida
$469K +$93.5K +7,391 +27%
LCM
17
Landscape Capital Management
New Jersey
$412K +$120K +9,469 +44%
RJA
18
Raymond James & Associates
Florida
$381K +$55.2K +4,365 +18%
VC
19
Vicus Capital
Pennsylvania
$285K +$66.5K +5,255 +33%
TJHA
20
Thomas J. Herzfeld Advisors
Florida
$225K
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$155K +$21.5K +1,700 +17%
Ameriprise
22
Ameriprise
Minnesota
$151K +$143K +11,318 New
ACM
23
Aviance Capital Management
Florida
$135K +$128K +10,159 New
US Bancorp
24
US Bancorp
Minnesota
$133K -$18.7K -1,478 -13%
Deutsche Bank
25
Deutsche Bank
Germany
$133K

SPXX Hedge Fund Activity: Q1 2016 in Review

38 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q1 2016, worth a combined $56.5M — down 2.6% from $58M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new SPXX positions and 4 closed out — a net gain of 1 holder — while 11 added to existing stakes and 11 trimmed.

The largest buyer was UBS Group, adding an estimated $2.53M. The largest seller was Advisors Asset Management, cutting an estimated $1.68M.

  • 38 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q1 2016, up from 37 in Q4 2015.
  • Funds reported $56.5M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q1 2016, down 2.6% quarter-over-quarter.
  • 5 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q1 2016 and 4 closed out, a net change of +1 holder.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q1 2016 was UBS Group, an estimated $2.53M added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q1 2016 was Advisors Asset Management, an estimated $1.68M sold.

Based on aggregated 13F filings for Q1 2016.