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Nuveen S&P 500 Dynamic Overwrite Fund

42 hedge funds and large institutions have $46.6M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2019 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 19 increasing their positions, 9 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

111% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 9

9% more capital invested

Capital invested by funds: $42.9M → $46.6M (+$3.7M)

1.04% more ownership

Funds ownership: 16.76%17.8% (+1%)

7% less funds holding

Funds holding: 4542 (-3)

43% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 7

Holders
42
Holders Change
-3
Holders Change %
-6.67%
% of All Funds
0.91%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
19
Reduced
9
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$10.4M +$407K +25,980 +4%
Wells Fargo
2
Wells Fargo
California
$7.26M +$19.3K +1,235 +0.3%
Invesco
3
Invesco
Georgia
$4.35M +$360K +23,000 +9%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$4.04M -$175K -11,211 -4%
Morgan Stanley
5
Morgan Stanley
New York
$3.51M -$115K -7,366 -3%
PAG
6
Private Advisor Group
New Jersey
$2.9M +$2.56M +163,465 +817%
Stifel Financial
7
Stifel Financial
Missouri
$1.69M -$55.6K -3,553 -3%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$1.3M -$40.4K -2,580 -3%
ACP
9
Aviance Capital Partners
Florida
$1.3M -$48.6K -3,103 -4%
LPL Financial
10
LPL Financial
California
$1.22M +$216K +13,816 +22%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.09M -$30.7K -1,963 -3%
SDAM
12
Shulman DeMeo Asset Management
New York
$1.02M +$689 +44 +0.1%
DC
13
Davenport & Co
Virginia
$833K +$67.2K +4,296 +9%
Bank of America
14
Bank of America
North Carolina
$642K +$154K +9,861 +32%
SBIA
15
Sheaff Brock Investment Advisors
Indiana
$528K -$12.4K -791 -2%
RJA
16
Raymond James & Associates
Florida
$456K -$5.68K -363 -1%
IWA
17
IBEX Wealth Advisors
New Jersey
$449K +$77.1K +4,928 +21%
Bank of Montreal
18
Bank of Montreal
Ontario, Canada
$406K +$59K +3,772 +17%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$369K +$767 +49 +0.2%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$360K +$357K +22,785 New
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$342K +$28.1K +1,795 +9%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$267K +$31.5K +2,014 +14%
Ameriprise
23
Ameriprise
Minnesota
$238K +$5.99K +383 +3%
NA
24
NewEdge Advisors
Louisiana
$226K -$24.4K -1,558 -10%
FCA
25
FinTrust Capital Advisors
South Carolina
$218K

SPXX Hedge Fund Activity: Q2 2019 in Review

42 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q2 2019, worth a combined $46.6M — up 8.6% from $42.9M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of SPXX and 4 opened new positions — a net loss of 3 holders — while 9 trimmed existing stakes and 19 added.

The largest buyer was Private Advisor Group, adding an estimated $2.56M. The largest seller was Advisors Asset Management, exiting entirely with an estimated $851K sold.

  • 42 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q2 2019, down from 45 in Q1 2019.
  • Funds reported $46.6M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q2 2019, up 8.6% quarter-over-quarter.
  • 4 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q2 2019 and 7 closed out, a net change of -3 holders.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q2 2019 was Private Advisor Group, an estimated $2.56M added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q2 2019 was Advisors Asset Management, an estimated $851K sold.

Based on aggregated 13F filings for Q2 2019.