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Nuveen S&P 500 Dynamic Overwrite Fund

42 hedge funds and large institutions have $50.9M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2016 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 14 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

11% more funds holding

Funds holding: 3842 (+4)

2.96% less ownership

Funds ownership: 26.27%23.31% (-3%)

10% less capital invested

Capital invested by funds: $56.5M → $50.9M (-$5.58M)

29% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 14

Holders
42
Holders Change
+4
Holders Change %
+10.53%
% of All Funds
1.12%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
10
Reduced
14
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$8.98M -$4.28M -318,008 -32%
UBS Group
2
UBS Group
Switzerland
$8.74M +$2.06M +152,675 +31%
Invesco
3
Invesco
Georgia
$7.13M -$386K -28,662 -5%
AAM
4
Advisors Asset Management
Colorado
$5.84M -$231K -17,153 -4%
Morgan Stanley
5
Morgan Stanley
New York
$3.28M -$1.31M -97,184 -29%
GC
6
Guggenheim Capital
Illinois
$2.13M -$1.43M -106,101 -40%
AWMS
7
Advocacy Wealth Management Services
Georgia
$1.84M -$172K -12,748 -9%
Wells Fargo
8
Wells Fargo
California
$1.76M -$1.21M -89,941 -41%
SFS
9
Shaker Financial Services
Virginia
$1.48M +$1.48M +109,712 New
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
$1.44M +$215K +15,980 +18%
RVPG
11
Relative Value Partners Group
$1.35M -$119K -8,820 -8%
ACP
12
Aviance Capital Partners
Florida
$1.1M -$124K -9,238 -10%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$859K +$381K +28,314 +80%
LPL Financial
14
LPL Financial
California
$807K -$1.36M -101,198 -63%
Bank of America
15
Bank of America
North Carolina
$507K -$13.7K -1,020 -3%
SBIA
16
Sheaff Brock Investment Advisors
Indiana
$506K -$6.73K -500 -1%
RJA
17
Raymond James & Associates
Florida
$408K +$21.5K +1,595 +6%
VC
18
Vicus Capital
Pennsylvania
$289K
VFS
19
VSR Financial Services
Kansas
$270K +$269K +20,000 New
ACM
20
Aviance Capital Management
Florida
$246K +$108K +8,005 +79%
CWM
21
Concert Wealth Management
California
$235K +$234K +17,376 New
TJHA
22
Thomas J. Herzfeld Advisors
Florida
$228K
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$208K +$192K +14,253 +1,245%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$198K +$40.9K +3,039 +26%
Ameriprise
25
Ameriprise
Minnesota
$148K +$848 +63 +0.6%

SPXX Hedge Fund Activity: Q2 2016 in Review

42 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q2 2016, worth a combined $50.9M — down 9.9% from $56.5M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SPXX positions and 3 closed out — a net gain of 4 holders — while 10 added to existing stakes and 14 trimmed.

The largest buyer was UBS Group, adding an estimated $2.06M. The largest seller was Parametric Portfolio Associates, cutting an estimated $4.28M.

  • 42 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q2 2016, up from 38 in Q1 2016.
  • Funds reported $50.9M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q2 2016, down 9.9% quarter-over-quarter.
  • 7 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q2 2016 and 3 closed out, a net change of +4 holders.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q2 2016 was UBS Group, an estimated $2.06M added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q2 2016 was Parametric Portfolio Associates, an estimated $4.28M sold.

Based on aggregated 13F filings for Q2 2016.