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Nuveen S&P 500 Dynamic Overwrite Fund

44 hedge funds and large institutions have $61.5M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2021 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

15% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 13

13% more capital invested

Capital invested by funds: $54.4M → $61.5M (+$7.1M)

0.72% more ownership

Funds ownership: 18.51%19.22% (+0.72%)

0% more funds holding

Funds holding: 4444 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
44
Holders Change
Holders Change %
0%
% of All Funds
0.68%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
15
Reduced
13
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$8.17M -$662K -37,050 -8%
Invesco
2
Invesco
Georgia
$6.29M +$1.38M +77,022 +29%
Morgan Stanley
3
Morgan Stanley
New York
$5.88M -$679K -37,951 -11%
HWM
4
Howard Wealth Management
Connecticut
$5.64M +$91.5K +5,118 +2%
UBS Group
5
UBS Group
Switzerland
$5.62M +$577K +32,253 +12%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$4.94M +$23.8K +1,330 +0.5%
SFS
7
Shaker Financial Services
Virginia
$4.51M +$377K +21,075 +10%
LPL Financial
8
LPL Financial
California
$2.27M +$260K +14,539 +14%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$2.11M +$66.6K +3,724 +3%
ACP
10
Aviance Capital Partners
Florida
$1.42M +$51K +2,850 +4%
DADC
11
D.A. Davidson & Co
Montana
$1.34M -$6.9K -386 -0.5%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.31M +$74.5K +4,167 +6%
DC
13
Davenport & Co
Virginia
$1.14M -$22.8K -1,275 -2%
Stifel Financial
14
Stifel Financial
Missouri
$1.09M -$38.6K -2,157 -4%
AAM
15
Advisors Asset Management
Colorado
$1.07M +$435K +24,311 +73%
Ameriprise
16
Ameriprise
Minnesota
$1.03M +$581K +32,484 +143%
SDAM
17
Shulman DeMeo Asset Management
New York
$979K +$941K +52,617 New
RJA
18
Raymond James & Associates
Florida
$703K -$302K -16,910 -31%
Bank of America
19
Bank of America
North Carolina
$693K +$142K +7,929 +27%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$563K -$13.9K -778 -3%
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$515K -$102K -5,721 -17%
Osaic Holdings
22
Osaic Holdings
Arizona
$466K -$135K -7,528 -23%
WAM
23
Wolverine Asset Management
Illinois
$437K +$163K +9,136 +64%
Truist Financial
24
Truist Financial
North Carolina
$378K -$46.5K -2,601 -11%
SBIA
25
Sheaff Brock Investment Advisors
Indiana
$376K +$1.61K +90 +0.4%

SPXX Hedge Fund Activity: Q4 2021 in Review

44 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q4 2021, worth a combined $61.5M — up 13% from $54.4M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new SPXX positions and 4 closed out — a net gain of 1 holder — while 15 added to existing stakes and 13 trimmed.

The largest buyer was Invesco, adding an estimated $1.38M. The largest seller was Guggenheim Capital, cutting an estimated $1.07M.

  • 44 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q4 2021, unchanged from Q3 2021.
  • Funds reported $61.5M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q4 2021, up 13% quarter-over-quarter.
  • 5 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q4 2021 and 4 closed out, a net change of +1 holder.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q4 2021 was Invesco, an estimated $1.38M added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q4 2021 was Guggenheim Capital, an estimated $1.07M sold.

Based on aggregated 13F filings for Q4 2021.