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Nuveen S&P 500 Dynamic Overwrite Fund

37 hedge funds and large institutions have $44.9M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2017 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 9 increasing their positions, 15 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.54% less ownership

Funds ownership: 18.31%17.77% (-0.54%)

1% less capital invested

Capital invested by funds: $45.4M → $44.9M (-$530K)

3% less funds holding

Funds holding: 3837 (-1)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

40% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 15

Holders
37
Holders Change
-1
Holders Change %
-2.63%
% of All Funds
0.92%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
9
Reduced
15
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$11.9M +$71.4K +4,640 +0.6%
Wells Fargo
2
Wells Fargo
California
$6.33M +$259K +16,855 +4%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$4.49M +$205K +13,305 +5%
Invesco
4
Invesco
Georgia
$4.29M -$592K -38,486 -12%
Morgan Stanley
5
Morgan Stanley
New York
$3.76M -$217K -14,095 -6%
AAM
6
Advisors Asset Management
Colorado
$1.8M -$1.02M -66,579 -37%
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
$1.74M +$415K +26,996 +32%
Bank of America
8
Bank of America
North Carolina
$1.47M +$734K +47,683 +103%
ACP
9
Aviance Capital Partners
Florida
$1.37M -$35.9K -2,336 -3%
Ameriprise
10
Ameriprise
Minnesota
$1.03M -$397K -25,803 -28%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.01M +$336K +21,838 +51%
SFS
12
Shaker Financial Services
Virginia
$874K -$247K -16,027 -22%
SBIA
13
Sheaff Brock Investment Advisors
Indiana
$616K -$14.7K -958 -2%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$588K +$18.2K +1,184 +3%
DC
15
Davenport & Co
Virginia
$539K -$8.39K -545 -2%
PAG
16
Private Advisor Group
New Jersey
$423K -$11.1K -720 -3%
RJA
17
Raymond James & Associates
Florida
$400K -$4.35K -283 -1%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$395K +$49.2K +3,200 +15%
LPL Financial
19
LPL Financial
California
$388K -$1.11K -72 -0.3%
VC
20
Vicus Capital
Pennsylvania
$347K
FIAS
21
FinTrust Investment Advisory Services
South Carolina
$215K +$212K +13,769 New
NA
22
NewEdge Advisors
Louisiana
$202K -$27.7K -1,800 -12%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$170K +$4.52K +294 +3%
GC
24
Guggenheim Capital
Illinois
$166K -$157K -10,210 -49%
BFEC
25
Benjamin F. Edwards & Company
Missouri
$62K

SPXX Hedge Fund Activity: Q3 2017 in Review

37 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q3 2017, worth a combined $44.9M — down 1.2% from $45.4M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of SPXX and 2 opened new positions — a net loss of 1 holder — while 15 trimmed existing stakes and 9 added.

The largest buyer was Bank of America, adding an estimated $734K. The largest seller was Advisors Asset Management, cutting an estimated $1.02M.

  • 37 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q3 2017, down from 38 in Q2 2017.
  • Funds reported $44.9M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q3 2017, down 1.2% quarter-over-quarter.
  • 2 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q3 2017 and 3 closed out, a net change of -1 holder.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q3 2017 was Bank of America, an estimated $734K added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q3 2017 was Advisors Asset Management, an estimated $1.02M sold.

Based on aggregated 13F filings for Q3 2017.