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Nuveen S&P 500 Dynamic Overwrite Fund

36 hedge funds and large institutions have $41.6M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2016 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 10 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 10

4% less capital invested

Capital invested by funds: $43.3M → $41.6M (-$1.69M)

1.63% less ownership

Funds ownership: 19.48%17.86% (-1.6%)

10% less funds holding

Funds holding: 4036 (-4)

36% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 11

Holders
36
Holders Change
-4
Holders Change %
-10%
% of All Funds
0.9%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
14
Reduced
10
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$11.2M +$345K +24,950 +3%
Invesco
2
Invesco
Georgia
$5.94M -$600K -43,438 -10%
AAM
3
Advisors Asset Management
Colorado
$3.87M -$2.71M -196,322 -42%
Morgan Stanley
4
Morgan Stanley
New York
$3.08M -$51.4K -3,722 -2%
Wells Fargo
5
Wells Fargo
California
$2.92M +$1.05M +76,191 +60%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$2.87M +$1.65M +119,535 +150%
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
$2.44M +$2.34M +169,557 New
ACP
8
Aviance Capital Partners
Florida
$1.26M +$117K +8,477 +11%
LPL Financial
9
LPL Financial
California
$1.15M +$266K +19,239 +32%
Ameriprise
10
Ameriprise
Minnesota
$1.14M +$541K +39,166 +116%
SBIA
11
Sheaff Brock Investment Advisors
Indiana
$610K +$74.4K +5,385 +15%
DC
12
Davenport & Co
Virginia
$581K +$97.8K +7,080 +21%
RJA
13
Raymond James & Associates
Florida
$559K +$105K +7,592 +24%
GC
14
Guggenheim Capital
Illinois
$556K -$1.77M -127,788 -77%
Bank of America
15
Bank of America
North Carolina
$544K -$30.3K -2,190 -5%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$463K +$241K +17,475 +119%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$461K +$20.8K +1,506 +5%
VC
18
Vicus Capital
Pennsylvania
$320K -$4.85K -351 -2%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$319K +$10.7K +778 +4%
PAG
20
Private Advisor Group
New Jersey
$251K +$239K +17,310 New
AWMS
21
Advocacy Wealth Management Services
Georgia
$228K -$1.25M -90,610 -85%
DADC
22
D.A. Davidson & Co
Montana
$226K -$34.5K -2,500 -14%
US Bancorp
23
US Bancorp
Minnesota
$138K -$5.53K -400 -4%
TJHA
24
Thomas J. Herzfeld Advisors
Florida
$96K -$66.7K -4,826 -42%
FCB
25
First Command Bank
Texas
$95K +$91.2K +6,600 New

SPXX Hedge Fund Activity: Q4 2016 in Review

36 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q4 2016, worth a combined $41.6M — down 3.9% from $43.3M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of SPXX and 7 opened new positions — a net loss of 4 holders — while 10 trimmed existing stakes and 14 added.

The largest buyer was Northwestern Mutual Wealth Management, opening a new position worth an estimated $2.34M. The largest seller was Advisors Asset Management, cutting an estimated $2.71M.

  • 36 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q4 2016, down from 40 in Q3 2016.
  • Funds reported $41.6M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q4 2016, down 3.9% quarter-over-quarter.
  • 7 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q4 2016 and 11 closed out, a net change of -4 holders.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q4 2016 was Northwestern Mutual Wealth Management, an estimated $2.34M added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q4 2016 was Advisors Asset Management, an estimated $2.71M sold.

Based on aggregated 13F filings for Q4 2016.