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Nuveen S&P 500 Dynamic Overwrite Fund

47 hedge funds and large institutions have $57.4M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2019 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 17 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

89% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 9

25% more capital invested

Capital invested by funds: $45.8M → $57.4M (+$11.7M)

9% more funds holding

Funds holding: 4347 (+4)

3.12% more ownership

Funds ownership: 17.92%21.04% (+3.1%)

Holders
47
Holders Change
+4
Holders Change %
+9.3%
% of All Funds
0.93%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
17
Reduced
9
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$12.1M +$684K +43,057 +6%
Wells Fargo
2
Wells Fargo
California
$8.33M +$535K +33,686 +7%
HWM
3
Howard Wealth Management
Connecticut
$5.37M +$5.18M +326,028 New
RJFSA
4
Raymond James Financial Services Advisors
Florida
$4.3M +$186K +11,727 +5%
PAG
5
Private Advisor Group
New Jersey
$3.6M +$195K +12,245 +6%
Morgan Stanley
6
Morgan Stanley
New York
$3.4M -$68.9K -4,339 -2%
Invesco
7
Invesco
Georgia
$3.29M -$667K -41,999 -17%
Stifel Financial
8
Stifel Financial
Missouri
$1.71M +$181K +11,416 +12%
ACP
9
Aviance Capital Partners
Florida
$1.51M +$152K +9,585 +12%
LPL Financial
10
LPL Financial
California
$1.37M +$88.8K +5,587 +7%
Northwestern Mutual Wealth Management
11
Northwestern Mutual Wealth Management
Wisconsin
$1.3M +$3.97K +250 +0.3%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.13M -$4.56K -287 -0.4%
SDAM
13
Shulman DeMeo Asset Management
New York
$1.05M -$4.23K -266 -0.4%
DC
14
Davenport & Co
Virginia
$971K +$99.7K +6,273 +12%
GC
15
Guggenheim Capital
Illinois
$757K +$731K +45,980 New
AAM
16
Advisors Asset Management
Colorado
$699K +$674K +42,435 New
Bank of America
17
Bank of America
North Carolina
$662K -$22.8K -1,433 -3%
IWA
18
IBEX Wealth Advisors
New Jersey
$570K
RICHC
19
Renaissance Investment Consultants Holding Company
Pennsylvania
$557K +$537K +33,815 New
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$534K +$183K +11,486 +55%
SFS
21
Shaker Financial Services
Virginia
$487K +$470K +29,560 New
RJA
22
Raymond James & Associates
Florida
$486K +$33.3K +2,098 +8%
SBIA
23
Sheaff Brock Investment Advisors
Indiana
$454K -$73.9K -4,653 -14%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$386K +$12K +755 +3%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$334K -$5.23K -329 -2%

SPXX Hedge Fund Activity: Q4 2019 in Review

47 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q4 2019, worth a combined $57.4M — up 25% from $45.8M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new SPXX positions and 4 closed out — a net gain of 5 holders — while 17 added to existing stakes and 9 trimmed.

The largest buyer was Guggenheim Capital, opening a new position worth an estimated $731K. The largest seller was Invesco, cutting an estimated $667K.

  • 47 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q4 2019, up from 43 in Q3 2019.
  • Funds reported $57.4M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q4 2019, up 25% quarter-over-quarter.
  • 9 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q4 2019 and 4 closed out, a net change of +5 holders.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q4 2019 was Guggenheim Capital, an estimated $731K added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q4 2019 was Invesco, an estimated $667K sold.

Based on aggregated 13F filings for Q4 2019.