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Nuveen S&P 500 Dynamic Overwrite Fund

36 hedge funds and large institutions have $47.9M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2017 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

15% more capital invested

Capital invested by funds: $41.6M → $47.9M (+$6.31M)

2.19% more ownership

Funds ownership: 17.86%20.05% (+2.2%)

0% more funds holding

Funds holding: 3636 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

0% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 12

Holders
36
Holders Change
Holders Change %
0%
% of All Funds
0.9%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
12
Reduced
12
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$12.6M +$1.15M +77,083 +10%
Invesco
2
Invesco
Georgia
$5.33M -$782K -52,629 -13%
Wells Fargo
3
Wells Fargo
California
$5.25M +$2.25M +151,539 +75%
AAM
4
Advisors Asset Management
Colorado
$3.74M -$238K -16,017 -6%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$3.63M +$684K +46,056 +23%
Morgan Stanley
6
Morgan Stanley
New York
$3.55M +$383K +25,751 +12%
LPL Financial
7
LPL Financial
California
$3.49M +$2.33M +156,811 +196%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$1.41M -$1.11M -74,424 -44%
Ameriprise
9
Ameriprise
Minnesota
$1.34M +$286K +19,227 +26%
ACP
10
Aviance Capital Partners
Florida
$1.25M -$48.7K -3,280 -4%
SFS
11
Shaker Financial Services
Virginia
$723K +$725K +48,808 New
SBIA
12
Sheaff Brock Investment Advisors
Indiana
$627K -$15 -1 -0%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$547K +$69.8K +4,700 +15%
RJA
14
Raymond James & Associates
Florida
$533K -$42.4K -2,855 -7%
DC
15
Davenport & Co
Virginia
$529K -$54.8K -3,690 -9%
GC
16
Guggenheim Capital
Illinois
$523K -$49.9K -3,359 -9%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$486K +$11.3K +761 +2%
PAG
18
Private Advisor Group
New Jersey
$405K +$148K +9,975 +58%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$339K +$10.2K +688 +3%
VC
20
Vicus Capital
Pennsylvania
$329K
Bank of America
21
Bank of America
North Carolina
$253K -$308K -20,728 -55%
DADC
22
D.A. Davidson & Co
Montana
$232K
Millennium Management
23
Millennium Management
New York
$194K +$194K +13,083 New
NA
24
NewEdge Advisors
Louisiana
$161K +$161K +10,808 New
Citigroup
25
Citigroup
New York
$113K +$21.4K +1,442 +23%

SPXX Hedge Fund Activity: Q1 2017 in Review

36 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q1 2017, worth a combined $47.9M — up 15% from $41.6M a quarter earlier.

Fund positioning in SPXX was balanced in Q1 2017: 5 funds opened new positions, 5 closed out, 12 added to existing stakes and 12 trimmed.

The largest buyer was LPL Financial, adding an estimated $2.33M. The largest seller was Northwestern Mutual Wealth Management, cutting an estimated $1.11M.

  • 36 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q1 2017, unchanged from Q4 2016.
  • Funds reported $47.9M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q1 2017, up 15% quarter-over-quarter.
  • 5 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q1 2017 and 5 closed out, a net change of 0 holders.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q1 2017 was LPL Financial, an estimated $2.33M added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q1 2017 was Northwestern Mutual Wealth Management, an estimated $1.11M sold.

Based on aggregated 13F filings for Q1 2017.