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Nuveen S&P 500 Dynamic Overwrite Fund

37 hedge funds and large institutions have $58M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2015 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

114% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 7

13% more capital invested

Capital invested by funds: $51.2M → $58M (+$6.86M)

12% more funds holding

Funds holding: 3337 (+4)

1.62% more ownership

Funds ownership: 25.05%26.67% (+1.6%)

Holders
37
Holders Change
+4
Holders Change %
+12.12%
% of All Funds
0.97%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
15
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$13.2M
Invesco
2
Invesco
Georgia
$8.13M -$1.28M -94,762 -14%
AAM
3
Advisors Asset Management
Colorado
$7.84M +$1.23M +90,645 +18%
Morgan Stanley
4
Morgan Stanley
New York
$5.16M +$770K +56,886 +17%
UBS Group
5
UBS Group
Switzerland
$3.95M +$616K +45,484 +18%
GC
6
Guggenheim Capital
Illinois
$3.9M -$1.58M -116,508 -29%
Wells Fargo
7
Wells Fargo
California
$3.56M -$179K -13,222 -5%
AWMS
8
Advocacy Wealth Management Services
Georgia
$2.15M +$2.16M +159,570 New
RVPG
9
Relative Value Partners Group
$1.63M -$67K -4,947 -4%
LPL Financial
10
LPL Financial
California
$1.58M +$987K +72,910 +163%
ACP
11
Aviance Capital Partners
Florida
$1.29M +$82.5K +6,089 +7%
Northwestern Mutual Wealth Management
12
Northwestern Mutual Wealth Management
Wisconsin
$1.14M -$40.3K -2,973 -3%
1CP
13
1607 Capital Partners
Virginia
$815K -$461K -34,041 -36%
SBIA
14
Sheaff Brock Investment Advisors
Indiana
$511K +$514K +37,961 New
Bank of America
15
Bank of America
North Carolina
$405K +$18.2K +1,344 +5%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$375K +$5.42K +400 +1%
RJA
17
Raymond James & Associates
Florida
$326K +$15.7K +1,158 +5%
BBPWM
18
Blue Bell Private Wealth Management
Pennsylvania
$324K +$127K +9,382 +64%
LCM
19
Landscape Capital Management
New Jersey
$289K +$291K +21,461 New
TJHA
20
Thomas J. Herzfeld Advisors
Florida
$227K +$141K +10,377 +160%
VC
21
Vicus Capital
Pennsylvania
$217K +$69.3K +5,120 +46%
CRC
22
Curi RMB Capital
Illinois
$164K +$165K +12,195 New
US Bancorp
23
US Bancorp
Minnesota
$155K +$155K +11,478 New
Deutsche Bank
24
Deutsche Bank
Germany
$134K
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$134K +$6.66K +492 +5%

SPXX Hedge Fund Activity: Q4 2015 in Review

37 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q4 2015, worth a combined $58M — up 13% from $51.2M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new SPXX positions and 2 closed out — a net gain of 4 holders — while 15 added to existing stakes and 7 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $1.23M. The largest seller was Guggenheim Capital, cutting an estimated $1.58M.

  • 37 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q4 2015, up from 33 in Q3 2015.
  • Funds reported $58M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q4 2015, up 13% quarter-over-quarter.
  • 6 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q4 2015 and 2 closed out, a net change of +4 holders.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q4 2015 was Advisors Asset Management, an estimated $1.23M added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q4 2015 was Guggenheim Capital, an estimated $1.58M sold.

Based on aggregated 13F filings for Q4 2015.