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Nuveen S&P 500 Dynamic Overwrite Fund

32 hedge funds and large institutions have $49.6M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2014 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more capital invested

Capital invested by funds: $46M → $49.6M (+$3.59M)

1.21% more ownership

Funds ownership: 20.26%21.46% (+1.2%)

14% less funds holding

Funds holding: 3732 (-5)

18% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 11

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

Holders
32
Holders Change
-5
Holders Change %
-13.51%
% of All Funds
0.85%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
9
Reduced
11
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$13.5M +$582K +41,010 +5%
GC
2
Guggenheim Capital
Illinois
$8.03M -$16.6K -1,167 -0.2%
AAM
3
Advisors Asset Management
Colorado
$4.13M -$1.09M -76,533 -21%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$3.62M +$3.6M +253,290 New
UBS Group
5
UBS Group
Switzerland
$3.23M +$3.2M +225,585 New
Wells Fargo
6
Wells Fargo
California
$2.75M +$35.7K +2,512 +1%
MIG
7
Mariner Investment Group
New York
$2.66M +$2.65M +186,264 New
RVP
8
Relative Value Partners
Illinois
$2.56M -$65.2K -4,589 -2%
PPA
9
Parametric Portfolio Associates
Washington
$2.19M +$1.81M +127,440 +489%
Morgan Stanley
10
Morgan Stanley
New York
$1.83M -$88.4K -6,225 -5%
ACP
11
Aviance Capital Partners
Florida
$1.41M -$111K -7,807 -7%
Northwestern Mutual Wealth Management
12
Northwestern Mutual Wealth Management
Wisconsin
$743K +$118K +8,323 +19%
LPL Financial
13
LPL Financial
California
$612K -$48.8K -3,434 -7%
Bank of America
14
Bank of America
North Carolina
$516K -$17.3K -1,217 -3%
KIM
15
Karpus Investment Management
New York
$460K +$457K +32,149 New
Ameriprise
16
Ameriprise
Minnesota
$223K +$28.7K +2,023 +15%
CA
17
Cetera Advisors
Colorado
$222K +$4.26K +300 +2%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$196K +$44.4K +3,125 +30%
IT
19
Independence Trust
Tennessee
$186K
Deutsche Bank
20
Deutsche Bank
Germany
$143K
DADC
21
D.A. Davidson & Co
Montana
$106K -$1.49K -105 -1%
TJHA
22
Thomas J. Herzfeld Advisors
Florida
$86K
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$33K +$18.5K +1,300 +129%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$31K +$17.4K +1,222 +122%
NSIM
25
North Star Investment Management
Illinois
$29K

SPXX Hedge Fund Activity: Q4 2014 in Review

32 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q4 2014, worth a combined $49.6M — up 7.8% from $46M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of SPXX and 4 opened new positions — a net loss of 2 holders — while 11 trimmed existing stakes and 9 added.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $3.6M. The largest seller was Shaker Financial Services, exiting entirely with an estimated $2.13M sold.

  • 32 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q4 2014, down from 37 in Q3 2014.
  • Funds reported $49.6M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q4 2014, up 7.8% quarter-over-quarter.
  • 4 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q4 2014 and 6 closed out, a net change of -2 holders.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q4 2014 was Susquehanna International Group, an estimated $3.6M added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q4 2014 was Shaker Financial Services, an estimated $2.13M sold.

Based on aggregated 13F filings for Q4 2014.