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Nuveen S&P 500 Dynamic Overwrite Fund

47 hedge funds and large institutions have $42.9M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2018 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 11 increasing their positions, 15 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 9

4% more funds holding

Funds holding: 4547 (+2)

0.54% more ownership

Funds ownership: 18.55%19.1% (+0.54%)

15% less capital invested

Capital invested by funds: $50.7M → $42.9M (-$7.76M)

27% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 15

Holders
47
Holders Change
+2
Holders Change %
+4.44%
% of All Funds
1.05%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
11
Reduced
15
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$9.62M +$191K +12,304 +2%
Wells Fargo
2
Wells Fargo
California
$6.72M +$52.4K +3,380 +0.7%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$4.16M -$345K -22,233 -7%
Invesco
4
Invesco
Georgia
$3.33M +$1.42M +91,378 +63%
Morgan Stanley
5
Morgan Stanley
New York
$3M -$139K -8,948 -4%
RJA
6
Raymond James & Associates
Florida
$2.03M -$265K -17,090 -11%
Stifel Financial
7
Stifel Financial
Missouri
$1.51M +$67.1K +4,331 +4%
ACP
8
Aviance Capital Partners
Florida
$1.22M -$20.2K -1,302 -1%
Northwestern Mutual Wealth Management
9
Northwestern Mutual Wealth Management
Wisconsin
$1.21M -$30.5K -1,967 -2%
WAM
10
Wolverine Asset Management
Illinois
$1.07M +$208K +13,404 +21%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$960K -$60.1K -3,878 -5%
SDAM
12
Shulman DeMeo Asset Management
New York
$919K +$1.01M +65,473 New
AAM
13
Advisors Asset Management
Colorado
$802K -$49.8K -3,216 -5%
Bank of America
14
Bank of America
North Carolina
$777K +$82.2K +5,303 +11%
DC
15
Davenport & Co
Virginia
$677K +$57.3K +3,695 +8%
LPL Financial
16
LPL Financial
California
$645K +$76.4K +4,927 +12%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$631K +$696K +44,914 New
SBIA
18
Sheaff Brock Investment Advisors
Indiana
$487K -$26.4K -1,706 -5%
OFG
19
OTA Financial Group
New York
$399K +$441K +28,470 New
SFS
20
Shaker Financial Services
Virginia
$398K -$435K -28,044 -50%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$286K +$42.7K +2,753 +16%
PAG
22
Private Advisor Group
New Jersey
$261K -$29.7K -1,915 -9%
Ameriprise
23
Ameriprise
Minnesota
$235K -$61.4K -3,965 -19%
WAM
24
Weiss Asset Management
Massachusetts
$226K +$250K +16,112 New
FCA
25
FinTrust Capital Advisors
South Carolina
$193K +$213K +13,769 New

SPXX Hedge Fund Activity: Q4 2018 in Review

47 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q4 2018, worth a combined $42.9M — down 15% from $50.7M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new SPXX positions and 9 closed out — a net gain of 2 holders — while 11 added to existing stakes and 15 trimmed.

The largest buyer was Invesco, adding an estimated $1.42M. The largest seller was Nine Masts Capital, exiting entirely with an estimated $747K sold.

  • 47 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q4 2018, up from 45 in Q3 2018.
  • Funds reported $42.9M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q4 2018, down 15% quarter-over-quarter.
  • 11 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q4 2018 and 9 closed out, a net change of +2 holders.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q4 2018 was Invesco, an estimated $1.42M added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q4 2018 was Nine Masts Capital, an estimated $747K sold.

Based on aggregated 13F filings for Q4 2018.