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Nuveen S&P 500 Dynamic Overwrite Fund

37 hedge funds and large institutions have $52M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2015 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 12

0.44% more ownership

Funds ownership: 23.09%23.53% (+0.44%)

0% less capital invested

Capital invested by funds: $52.1M → $52M (-$114K)

8% less funds holding

Funds holding: 4037 (-3)

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

Holders
37
Holders Change
-3
Holders Change %
-7.5%
% of All Funds
1%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
16
Reduced
12
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$11.1M -$911K -64,657 -7%
PPA
2
Parametric Portfolio Associates
Washington
$8.81M +$5.03M +357,129 +124%
GC
3
Guggenheim Capital
Illinois
$5.95M -$2.06M -146,221 -25%
Morgan Stanley
4
Morgan Stanley
New York
$4.2M +$1.55M +110,057 +56%
AAM
5
Advisors Asset Management
Colorado
$3.53M -$905K -64,206 -20%
UBS Group
6
UBS Group
Switzerland
$3.27M +$43.7K +3,103 +1%
MIG
7
Mariner Investment Group
New York
$2.63M +$313K +22,203 +13%
Wells Fargo
8
Wells Fargo
California
$2.57M -$72.1K -5,121 -3%
RVPG
9
Relative Value Partners Group
$1.88M +$1.94M +137,373 New
ACP
10
Aviance Capital Partners
Florida
$1.3M -$66.5K -4,722 -5%
1CP
11
1607 Capital Partners
Virginia
$1.28M +$811K +57,597 +161%
Northwestern Mutual Wealth Management
12
Northwestern Mutual Wealth Management
Wisconsin
$924K +$97.9K +6,952 +11%
LPL Financial
13
LPL Financial
California
$610K -$15.7K -1,114 -2%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$488K -$1.76M -124,895 -78%
Bank of America
15
Bank of America
North Carolina
$479K +$32.8K +2,326 +7%
SFS
16
Shaker Financial Services
Virginia
$383K -$238K -16,858 -38%
BBPWM
17
Blue Bell Private Wealth Management
Pennsylvania
$382K +$153K +10,836 +63%
RJA
18
Raymond James & Associates
Florida
$324K +$2.73K +194 +0.8%
LCM
19
Landscape Capital Management
New Jersey
$315K +$325K +23,040 New
CA
20
Cetera Advisors
Colorado
$232K +$3.52K +250 +1%
TRCT
21
Tower Research Capital (TRC)
New York
$171K +$175K +12,434 +12,952%
Ameriprise
22
Ameriprise
Minnesota
$160K -$26.8K -1,900 -14%
VC
23
Vicus Capital
Pennsylvania
$151K +$155K +11,015 New
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$141K -$28.5K -2,025 -16%
Deutsche Bank
25
Deutsche Bank
Germany
$136K

SPXX Hedge Fund Activity: Q2 2015 in Review

37 of the 3,711 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q2 2015, worth a combined $52M — down 0.22% from $52.1M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of SPXX and 3 opened new positions — a net loss of 2 holders — while 12 trimmed existing stakes and 16 added.

The largest buyer was Parametric Portfolio Associates, adding an estimated $5.03M. The largest seller was Guggenheim Capital, cutting an estimated $2.06M.

  • 37 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q2 2015, down from 40 in Q1 2015.
  • Funds reported $52M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q2 2015, down 0.22% quarter-over-quarter.
  • 3 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q2 2015 and 5 closed out, a net change of -2 holders.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q2 2015 was Parametric Portfolio Associates, an estimated $5.03M added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q2 2015 was Guggenheim Capital, an estimated $2.06M sold.

Based on aggregated 13F filings for Q2 2015.