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Nuveen S&P 500 Dynamic Overwrite Fund

44 hedge funds and large institutions have $54.4M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.27% more ownership

Funds ownership: 17.24%18.51% (+1.3%)

7% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 15

1% more capital invested

Capital invested by funds: $53.7M → $54.4M (+$692K)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less funds holding

Funds holding: 4644 (-2)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

Holders
44
Holders Change
-2
Holders Change %
-4.35%
% of All Funds
0.77%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
16
Reduced
15
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$8.14M +$105K +5,797 +1%
Morgan Stanley
2
Morgan Stanley
New York
$6.05M +$508K +28,165 +9%
HWM
3
Howard Wealth Management
Connecticut
$5.1M -$48.2K -2,670 -0.9%
UBS Group
4
UBS Group
Switzerland
$4.61M +$263K +14,589 +6%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$4.51M +$36.1K +2,000 +0.8%
Invesco
6
Invesco
Georgia
$4.46M +$355K +19,663 +8%
SFS
7
Shaker Financial Services
Virginia
$3.78M +$3.99M +221,428 New
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$1.87M +$18 +1 +0%
LPL Financial
9
LPL Financial
California
$1.84M +$127K +7,061 +7%
GC
10
Guggenheim Capital
Illinois
$1.27M -$73.7K -4,084 -5%
ACP
11
Aviance Capital Partners
Florida
$1.26M +$20K +1,111 +2%
DADC
12
D.A. Davidson & Co
Montana
$1.24M +$264K +14,653 +25%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.14M -$9.38K -520 -0.8%
DC
14
Davenport & Co
Virginia
$1.07M +$66.8K +3,702 +6%
Stifel Financial
15
Stifel Financial
Missouri
$1.04M -$65.2K -3,614 -6%
RJA
16
Raymond James & Associates
Florida
$935K -$168K -9,330 -15%
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$571K -$331K -18,324 -35%
AAM
18
Advisors Asset Management
Colorado
$567K -$18.7K -1,039 -3%
Osaic Holdings
19
Osaic Holdings
Arizona
$556K +$41.5K +2,303 +8%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$531K +$2.63K +146 +0.5%
Bank of America
21
Bank of America
North Carolina
$501K +$27.4K +1,517 +5%
Truist Financial
22
Truist Financial
North Carolina
$392K
Ameriprise
23
Ameriprise
Minnesota
$389K +$25.7K +1,425 +7%
SBIA
24
Sheaff Brock Investment Advisors
Indiana
$344K +$18K +1,000 +5%
SPC
25
Sigma Planning Corp
Michigan
$301K -$14.1K -783 -4%

SPXX Hedge Fund Activity: Q3 2021 in Review

44 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q3 2021, worth a combined $54.4M — up 1.3% from $53.7M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of SPXX and 4 opened new positions — a net loss of 1 holder — while 15 trimmed existing stakes and 16 added.

The largest buyer was Shaker Financial Services, opening a new position worth an estimated $3.99M. The largest seller was Shulman DeMeo Asset Management, exiting entirely with an estimated $983K sold.

  • 44 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q3 2021, down from 46 in Q2 2021.
  • Funds reported $54.4M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q3 2021, up 1.3% quarter-over-quarter.
  • 4 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q3 2021 and 5 closed out, a net change of -1 holder.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q3 2021 was Shaker Financial Services, an estimated $3.99M added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q3 2021 was Shulman DeMeo Asset Management, an estimated $983K sold.

Based on aggregated 13F filings for Q3 2021.