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Nuveen S&P 500 Dynamic Overwrite Fund
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Overview Fund Activity

30 hedge funds and large institutions have $39.5M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2013 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 13 increasing their positions, 6 reducing their positions, and 3 closing their positions.

Holders
30
Holders Change
-2
Holders Change %
-6.25%
% of All Funds
0.97%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
13
Reduced
6
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
1
Invesco
Georgia
$4.36M
2
GC
2
Guggenheim Capital
Illinois
$5.09M
3
ACP
3
Aviance Capital Partners
Florida
$899K
4
U
4
UBS
Switzerland
$1.68M
5
DA
5
Doliver Advisors
Texas
$543K

Top Sellers

1
RVP
1
Relative Value Partners
Illinois
$3.46M
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$0
3
Morgan Stanley
3
Morgan Stanley
New York
$1.32M
4
PPA
4
Parametric Portfolio Associates
Washington
$2.29M
5
AQR Capital Management
5
AQR Capital Management
Connecticut
$0
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$9.91M 734,104 +1,597 +0.2%
GC
2
Guggenheim Capital
Illinois
$5.09M 376,977 +42,273 +13%
Invesco
3
Invesco
Georgia
$4.36M 323,019 +47,003 +17%
Bank of America
4
Bank of America
North Carolina
$3.88M 287,198 +3,114 +1%
RVP
5
Relative Value Partners
Illinois
$3.46M 256,273 -99,421 -28%
Wells Fargo
6
Wells Fargo
California
$2.43M 179,916 -995 -0.5%
PPA
7
Parametric Portfolio Associates
Washington
$2.29M 169,792 -29,228 -15%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$1.79M 132,515 +3,333 +3%
U
9
UBS
Switzerland
$1.68M 124,336 +13,548 +12%
Morgan Stanley
10
Morgan Stanley
New York
$1.32M 97,510 -33,019 -25%
ACP
11
Aviance Capital Partners
Florida
$899K 66,600 +32,900 +98%
LPL Financial
12
LPL Financial
California
$657K 47,259 +669 +1%
DA
13
Doliver Advisors
Texas
$543K 40,233 +12,922 +47%
BBPWM
14
Blue Bell Private Wealth Management
Pennsylvania
$219K 16,189 -7,091 -30%
IT
15
Independence Trust
Tennessee
$176K 13,011 – –
Ameriprise
16
Ameriprise
Minnesota
$131K 9,710 – –
Citigroup
17
Citigroup
New York
$120K 8,908 +5,545 +165%
CFA
18
Carroll Financial Associates
North Carolina
$108K 8,000 – –
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$94K 6,992 +292 +4%
TJHA
20
Thomas J. Herzfeld Advisors
Florida
$81K 6,001 – –
Deutsche Bank
21
Deutsche Bank
Germany
$62K 4,600 +4,600 New
TRCT
22
Tower Research Capital (TRC)
New York
$54K 4,020 +2,720 +209%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$28K 2,000 – –
US Bancorp
24
US Bancorp
Minnesota
$19K 1,430 – –
SNT
25
Security National Trust
West Virginia
$14K 1,000 – –
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