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Nuveen S&P 500 Dynamic Overwrite Fund

30 hedge funds and large institutions have $39.5M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2013 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 13 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

117% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 6

0.5% less ownership

Funds ownership: 18.59%18.09% (-0.5%)

5% less capital invested

Capital invested by funds: $41.4M → $39.5M (-$1.97M)

6% less funds holding

Funds holding: 3230 (-2)

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

Holders
30
Holders Change
-2
Holders Change %
-6.25%
% of All Funds
0.97%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
13
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$9.91M +$22.3K +1,597 +0.2%
GC
2
Guggenheim Capital
Illinois
$5.09M +$590K +42,273 +13%
Invesco
3
Invesco
Georgia
$4.36M +$656K +47,003 +17%
Bank of America
4
Bank of America
North Carolina
$3.88M +$43.5K +3,114 +1%
RVP
5
Relative Value Partners
Illinois
$3.46M -$1.39M -99,421 -28%
Wells Fargo
6
Wells Fargo
California
$2.43M -$13.9K -995 -0.5%
PPA
7
Parametric Portfolio Associates
Washington
$2.29M -$408K -29,228 -15%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$1.79M +$46.5K +3,333 +3%
U
9
UBS
Switzerland
$1.68M +$189K +13,548 +12%
Morgan Stanley
10
Morgan Stanley
New York
$1.32M -$461K -33,019 -25%
ACP
11
Aviance Capital Partners
Florida
$899K +$459K +32,900 +98%
LPL Financial
12
LPL Financial
California
$657K +$9.34K +669 +1%
DA
13
Doliver Advisors
Texas
$543K +$180K +12,922 +47%
BBPWM
14
Blue Bell Private Wealth Management
Pennsylvania
$219K -$99K -7,091 -30%
IT
15
Independence Trust
Tennessee
$176K
Ameriprise
16
Ameriprise
Minnesota
$131K
Citigroup
17
Citigroup
New York
$120K +$77.4K +5,545 +165%
CFA
18
Carroll Financial Associates
North Carolina
$108K
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$94K +$4.08K +292 +4%
TJHA
20
Thomas J. Herzfeld Advisors
Florida
$81K
Deutsche Bank
21
Deutsche Bank
Germany
$62K +$64.2K +4,600 New
TRCT
22
Tower Research Capital (TRC)
New York
$54K +$38K +2,720 +209%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$28K
US Bancorp
24
US Bancorp
Minnesota
$19K
MFS
25
MSI Financial Services
Massachusetts
$14K

SPXX Hedge Fund Activity: Q3 2013 in Review

30 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q3 2013, worth a combined $39.5M — down 4.8% from $41.4M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of SPXX and 1 opened new positions — a net loss of 2 holders — while 6 trimmed existing stakes and 13 added.

The largest buyer was Invesco, adding an estimated $656K. The largest seller was Relative Value Partners, cutting an estimated $1.39M.

  • 30 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q3 2013, down from 32 in Q2 2013.
  • Funds reported $39.5M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q3 2013, down 4.8% quarter-over-quarter.
  • 1 fund opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q3 2013 and 3 closed out, a net change of -2 holders.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q3 2013 was Invesco, an estimated $656K added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q3 2013 was Relative Value Partners, an estimated $1.39M sold.

Based on aggregated 13F filings for Q3 2013.