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Nuveen S&P 500 Dynamic Overwrite Fund

32 hedge funds and large institutions have $44.4M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2014 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% more capital invested

Capital invested by funds: $43.7M → $44.4M (+$747K)

0.11% more ownership

Funds ownership: 19.29%19.4% (+0.11%)

0% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 10

3% less funds holding

Funds holding: 3332 (-1)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
32
Holders Change
-1
Holders Change %
-3.03%
% of All Funds
0.92%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
10
Reduced
10
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$9.89M +$2.54M +179,429 +35%
AAM
2
Advisors Asset Management
Colorado
$7.97M -$995K -70,150 -11%
GC
3
Guggenheim Capital
Illinois
$7.39M +$637K +44,920 +9%
Bank of America
4
Bank of America
North Carolina
$3.68M -$510K -35,970 -12%
RVP
5
Relative Value Partners
Illinois
$2.75M -$94K -6,632 -3%
Wells Fargo
6
Wells Fargo
California
$2.71M +$15.1K +1,068 +0.6%
U
7
UBS
Switzerland
$2.65M +$450K +31,769 +20%
PPA
8
Parametric Portfolio Associates
Washington
$1.62M -$838K -59,104 -34%
Morgan Stanley
9
Morgan Stanley
New York
$1.47M +$71.3K +5,025 +5%
ACP
10
Aviance Capital Partners
Florida
$1.28M -$65.9K -4,650 -5%
Northwestern Mutual Wealth Management
11
Northwestern Mutual Wealth Management
Wisconsin
$719K -$54.5K -3,841 -7%
LPL Financial
12
LPL Financial
California
$632K -$19.3K -1,362 -3%
DA
13
Doliver Advisors
Texas
$281K -$373K -26,302 -57%
BBPWM
14
Blue Bell Private Wealth Management
Pennsylvania
$195K -$19.8K -1,395 -9%
CA
15
Cetera Advisors
Colorado
$185K +$185K +13,070 New
IT
16
Independence Trust
Tennessee
$184K
Ameriprise
17
Ameriprise
Minnesota
$171K +$11.3K +800 +7%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$116K +$5.4K +381 +5%
CFA
19
Carroll Financial Associates
North Carolina
$113K
DADC
20
D.A. Davidson & Co
Montana
$107K +$107K +7,580 New
TJHA
21
Thomas J. Herzfeld Advisors
Florida
$85K
AIG
22
American International Group
New York
$42.6K +$34.5K +2,430 +423%
Bank of Montreal
23
Bank of Montreal
Ontario, Canada
$28K
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$28K
SNT
25
Security National Trust
West Virginia
$24K +$9.57K +675 +68%

SPXX Hedge Fund Activity: Q1 2014 in Review

32 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q1 2014, worth a combined $44.4M — up 1.7% from $43.7M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of SPXX and 3 opened new positions — a net loss of 1 holder — while 10 trimmed existing stakes and 10 added.

The largest buyer was Invesco, adding an estimated $2.54M. The largest seller was Advisors Asset Management, cutting an estimated $995K.

  • 32 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q1 2014, down from 33 in Q4 2013.
  • Funds reported $44.4M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q1 2014, up 1.7% quarter-over-quarter.
  • 3 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q1 2014 and 4 closed out, a net change of -1 holder.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q1 2014 was Invesco, an estimated $2.54M added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q1 2014 was Advisors Asset Management, an estimated $995K sold.

Based on aggregated 13F filings for Q1 2014.