Cetera Advisors’s Nuveen S&P 500 Dynamic Overwrite Fund SPXX Stock Holding History

Cetera Advisors’s Portfolio SPXX Stock Details SPXX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-17,055	Closed	-$232K	–	744
2015 Q2	$232K	Buy	17,055 +250	+1%	+$3.52K	0.02%	612
2015 Q1	$234K	Buy	16,805 +1,400	+9%	+$19.9K	0.02%	583
2014 Q4	$222K	Buy	15,405 +300	+2%	+$4.26K	0.02%	573
2014 Q3	$212K	Buy	15,105 +250	+2%	+$3.6K	0.02%	537
2014 Q2	$217K	Buy	14,855 +1,785	+14%	+$25.8K	0.02%	518
2014 Q1	$185K	Buy	+13,070	New	+$185K	0.03%	503

Other funds holding SPXX

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

ACP

Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return

Cetera Advisors's SPXX Position: Q3 2015 in Review

Cetera Advisors sold out of Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) in Q3 2015, closing a stake of 17,055 shares — an estimated $232K sold.

Cetera Advisors first reported a position in SPXX in Q1 2014 and held it in 6 quarters. The position peaked at $234K in Q1 2015. 33 funds tracked by Wall St. Rank hold SPXX as of Q3 2015.

Cetera Advisors reported no remaining Nuveen S&P 500 Dynamic Overwrite Fund position as of Q3 2015 after selling out during the quarter.
Cetera Advisors sold 17,055 Nuveen S&P 500 Dynamic Overwrite Fund shares in Q3 2015, an estimated $232K.
Cetera Advisors first reported a position in Nuveen S&P 500 Dynamic Overwrite Fund in Q1 2014 and held it in 6 quarters.
Cetera Advisors's Nuveen S&P 500 Dynamic Overwrite Fund position peaked at $234K in Q1 2015.
33 funds tracked by Wall St. Rank held Nuveen S&P 500 Dynamic Overwrite Fund as of Q3 2015.

Based on Cetera Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.