We are live on ! Find out more
SPXX icon

Nuveen S&P 500 Dynamic Overwrite Fund

35 hedge funds and large institutions have $46.5M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 12 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 1

9% more funds holding

Funds holding: 3235 (+3)

5% more capital invested

Capital invested by funds: $44.4M → $46.5M (+$2.11M)

0.5% more ownership

Funds ownership: 19.4%19.9% (+0.5%)

17% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 12

Holders
35
Holders Change
+3
Holders Change %
+9.38%
% of All Funds
1.01%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
10
Reduced
12
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$12.2M +$2.05M +142,289 +20%
GC
2
Guggenheim Capital
Illinois
$7.79M +$238K +16,491 +3%
AAM
3
Advisors Asset Management
Colorado
$6.23M -$1.9M -131,607 -23%
Bank of America
4
Bank of America
North Carolina
$3.9M +$143K +9,915 +4%
U
5
UBS
Switzerland
$2.98M +$269K +18,601 +10%
RVP
6
Relative Value Partners
Illinois
$2.72M -$87.2K -6,041 -3%
Wells Fargo
7
Wells Fargo
California
$2.63M -$128K -8,893 -5%
Morgan Stanley
8
Morgan Stanley
New York
$1.95M +$448K +31,012 +30%
ACP
9
Aviance Capital Partners
Florida
$1.28M -$22.1K -1,532 -2%
SFS
10
Shaker Financial Services
Virginia
$1.03M +$1.03M +71,157 New
LPL Financial
11
LPL Financial
California
$650K +$5.34K +370 +0.8%
Northwestern Mutual Wealth Management
12
Northwestern Mutual Wealth Management
Wisconsin
$627K -$107K -7,410 -15%
PPA
13
Parametric Portfolio Associates
Washington
$421K -$1.23M -85,174 -75%
TC
14
TFS Capital
Pennsylvania
$357K +$356K +24,652 New
RCM
15
Robinson Capital Management
Michigan
$262K +$265K +18,376 New
CA
16
Cetera Advisors
Colorado
$217K +$25.8K +1,785 +14%
Ameriprise
17
Ameriprise
Minnesota
$212K +$37.8K +2,620 +22%
DA
18
Doliver Advisors
Texas
$210K -$77.3K -5,354 -27%
IT
19
Independence Trust
Tennessee
$188K
Deutsche Bank
20
Deutsche Bank
Germany
$144K +$144K +10,000 New
CFA
21
Carroll Financial Associates
North Carolina
$116K
DADC
22
D.A. Davidson & Co
Montana
$109K
TJHA
23
Thomas J. Herzfeld Advisors
Florida
$87K
BBPWM
24
Blue Bell Private Wealth Management
Pennsylvania
$45K -$155K -10,709 -78%
NSIM
25
North Star Investment Management
Illinois
$29K +$14.4K +1,000 +100%

SPXX Hedge Fund Activity: Q2 2014 in Review

35 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q2 2014, worth a combined $46.5M — up 4.7% from $44.4M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new SPXX positions and 1 closed out — a net gain of 3 holders — while 10 added to existing stakes and 12 trimmed.

The largest buyer was Invesco, adding an estimated $2.05M. The largest seller was Advisors Asset Management, cutting an estimated $1.9M.

  • 35 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q2 2014, up from 32 in Q1 2014.
  • Funds reported $46.5M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q2 2014, up 4.7% quarter-over-quarter.
  • 4 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q2 2014 and 1 closed out, a net change of +3 holders.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q2 2014 was Invesco, an estimated $2.05M added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q2 2014 was Advisors Asset Management, an estimated $1.9M sold.

Based on aggregated 13F filings for Q2 2014.