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Nuveen S&P 500 Dynamic Overwrite Fund

51 hedge funds and large institutions have $51.4M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2021 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 22 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% more capital invested

Capital invested by funds: $50.7M → $51.4M (+$679K)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.28% less ownership

Funds ownership: 19.38%18.09% (-1.3%)

9% less funds holding

Funds holding: 5651 (-5)

41% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 22

50% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 10

Holders
51
Holders Change
-5
Holders Change %
-8.93%
% of All Funds
0.9%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
13
Reduced
22
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$7.81M +$17.8K +1,138 +0.2%
Morgan Stanley
2
Morgan Stanley
New York
$5.24M +$791K +50,573 +19%
HWM
3
Howard Wealth Management
Connecticut
$5M +$17.7K +1,130 +0.4%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$4.61M -$87.8K -5,613 -2%
Invesco
5
Invesco
Georgia
$4.5M +$264K +16,890 +7%
UBS Group
6
UBS Group
Switzerland
$4.22M -$588K -37,610 -13%
LPL Financial
7
LPL Financial
California
$1.64M -$520K -33,229 -25%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$1.49M +$333K +21,272 +31%
SFS
9
Shaker Financial Services
Virginia
$1.49M -$1.89M -120,785 -57%
GC
10
Guggenheim Capital
Illinois
$1.32M -$21.7K -1,386 -2%
Stifel Financial
11
Stifel Financial
Missouri
$1.13M +$64.8K +4,145 +6%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.12M -$50.3K -3,218 -5%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$1.05M -$162K -10,331 -14%
ACP
14
Aviance Capital Partners
Florida
$1M -$284K -18,153 -23%
DC
15
Davenport & Co
Virginia
$973K +$14.6K +933 +2%
RJA
16
Raymond James & Associates
Florida
$956K +$138K +8,803 +18%
SDAM
17
Shulman DeMeo Asset Management
New York
$917K -$54.5K -3,483 -6%
DADC
18
D.A. Davidson & Co
Montana
$825K +$237K +15,175 +44%
Osaic Holdings
19
Osaic Holdings
Arizona
$645K -$54K -3,455 -8%
AAM
20
Advisors Asset Management
Colorado
$576K -$4.4K -281 -0.8%
Bank of Montreal
21
Bank of Montreal
Ontario, Canada
$540K -$168K -10,722 -25%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$498K
Bank of America
23
Bank of America
North Carolina
$441K -$16.5K -1,055 -4%
Truist Financial
24
Truist Financial
North Carolina
$379K
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$371K -$41.7K -2,665 -11%

SPXX Hedge Fund Activity: Q1 2021 in Review

51 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q1 2021, worth a combined $51.4M — up 1.3% from $50.7M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of SPXX and 5 opened new positions — a net loss of 5 holders — while 22 trimmed existing stakes and 13 added.

The largest buyer was Morgan Stanley, adding an estimated $791K. The largest seller was Shaker Financial Services, cutting an estimated $1.89M.

  • 51 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q1 2021, down from 56 in Q4 2020.
  • Funds reported $51.4M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q1 2021, up 1.3% quarter-over-quarter.
  • 5 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q1 2021 and 10 closed out, a net change of -5 holders.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q1 2021 was Morgan Stanley, an estimated $791K added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q1 2021 was Shaker Financial Services, an estimated $1.89M sold.

Based on aggregated 13F filings for Q1 2021.