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Nuveen S&P 500 Dynamic Overwrite Fund

43 hedge funds and large institutions have $45.8M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2019 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 17 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

2% more funds holding

Funds holding: 4243 (+1)

0.12% more ownership

Funds ownership: 17.8%17.92% (+0.12%)

2% less capital invested

Capital invested by funds: $46.6M → $45.8M (-$840K)

41% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 17

Holders
43
Holders Change
+1
Holders Change %
+2.38%
% of All Funds
0.94%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
10
Reduced
17
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$10.6M +$541K +33,267 +5%
Wells Fargo
2
Wells Fargo
California
$7.27M +$210K +12,940 +3%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$3.84M -$100K -6,161 -2%
Invesco
4
Invesco
Georgia
$3.73M -$538K -33,101 -12%
Morgan Stanley
5
Morgan Stanley
New York
$3.25M -$177K -10,893 -5%
PAG
6
Private Advisor Group
New Jersey
$3.17M +$367K +22,550 +12%
Stifel Financial
7
Stifel Financial
Missouri
$1.42M -$237K -14,568 -14%
ACP
8
Aviance Capital Partners
Florida
$1.26M +$764 +47 +0.1%
Northwestern Mutual Wealth Management
9
Northwestern Mutual Wealth Management
Wisconsin
$1.21M -$64.6K -3,976 -5%
LPL Financial
10
LPL Financial
California
$1.2M +$10.7K +661 +0.9%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.06M -$829 -51 -0.1%
SDAM
12
Shulman DeMeo Asset Management
New York
$987K -$7.58K -466 -0.7%
DC
13
Davenport & Co
Virginia
$833K
Bank of America
14
Bank of America
North Carolina
$641K +$15.9K +981 +2%
OFG
15
OTA Financial Group
New York
$547K +$578K +35,556 New
IWA
16
IBEX Wealth Advisors
New Jersey
$533K +$99.9K +6,147 +22%
SBIA
17
Sheaff Brock Investment Advisors
Indiana
$497K -$19.3K -1,190 -4%
RJA
18
Raymond James & Associates
Florida
$422K -$23.8K -1,463 -5%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$349K -$1.63K -100 -0.4%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$323K -$11K -678 -3%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$318K -$44.8K -2,755 -12%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$252K -$8.55K -526 -3%
NA
23
NewEdge Advisors
Louisiana
$218K -$3.01K -185 -1%
Ameriprise
24
Ameriprise
Minnesota
$216K -$16.8K -1,034 -7%
FCA
25
FinTrust Capital Advisors
South Carolina
$212K

SPXX Hedge Fund Activity: Q3 2019 in Review

43 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q3 2019, worth a combined $45.8M — down 1.8% from $46.6M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new SPXX positions and 3 closed out — a net gain of 1 holder — while 10 added to existing stakes and 17 trimmed.

The largest buyer was OTA Financial Group, opening a new position worth an estimated $578K. The largest seller was Invesco, cutting an estimated $538K.

  • 43 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q3 2019, up from 42 in Q2 2019.
  • Funds reported $45.8M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q3 2019, down 1.8% quarter-over-quarter.
  • 4 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q3 2019 and 3 closed out, a net change of +1 holder.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q3 2019 was OTA Financial Group, an estimated $578K added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q3 2019 was Invesco, an estimated $538K sold.

Based on aggregated 13F filings for Q3 2019.