Resource Management’s Nuveen S&P 500 Dynamic Overwrite Fund SPXX Stock Holding History

Resource Management’s Portfolio SPXX Stock Details SPXX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-12,402	Closed	-$196K	–	149
2019 Q2	$196K	Buy	12,402 +134	+1%	+$2.1K	0.03%	136
2019 Q1	$190K	Buy	+12,268	New	+$186K	0.03%	131

Other funds holding SPXX

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

ACP

Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Resource Management's SPXX Position: Q3 2019 in Review

Resource Management sold out of Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) in Q3 2019, closing a stake of 12,402 shares — an estimated $196K sold.

Resource Management first reported a position in SPXX in Q1 2019 and held it in 2 quarters. The position peaked at $196K in Q2 2019. 43 funds tracked by Wall St. Rank hold SPXX as of Q3 2019.

Resource Management reported no remaining Nuveen S&P 500 Dynamic Overwrite Fund position as of Q3 2019 after selling out during the quarter.
Resource Management sold 12,402 Nuveen S&P 500 Dynamic Overwrite Fund shares in Q3 2019, an estimated $196K.
Resource Management first reported a position in Nuveen S&P 500 Dynamic Overwrite Fund in Q1 2019 and held it in 2 quarters.
Resource Management's Nuveen S&P 500 Dynamic Overwrite Fund position peaked at $196K in Q2 2019.
43 funds tracked by Wall St. Rank held Nuveen S&P 500 Dynamic Overwrite Fund as of Q3 2019.

Based on Resource Management's 13F filing for Q3 2019, filed 30 Oct 2019.