OTA Financial Group’s Nuveen S&P 500 Dynamic Overwrite Fund SPXX Stock Holding History

OTA Financial Group’s Portfolio SPXX Stock Details SPXX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-11,775	Closed	-$201K	–	99
2021 Q3	$201K	Buy	+11,775	New	+$212K	0.24%	68
2020 Q4	–	Sell	-21,291	Closed	-$283K	–	77
2020 Q3	$283K	Sell	21,291 -46,441	-69%	-$625K	0.26%	45
2020 Q2	$869K	Buy	67,732 +32,995	+95%	+$417K	0.98%	19
2020 Q1	$402K	Buy	+34,737	New	+$519K	0.5%	33
2019 Q4	–	Sell	-35,556	Closed	-$547K	–	72
2019 Q3	$547K	Buy	+35,556	New	+$578K	0.45%	25
2019 Q1	–	Sell	-28,470	Closed	-$399K	–	61
2018 Q4	$399K	Buy	+28,470	New	+$441K	0.19%	45
2014 Q1	–	Sell	-23,404	Closed	-$330	–	107
2013 Q4	$330	Buy	+23,404	New	+$329K	0.21%	56

Other funds holding SPXX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

HWM

Howard Wealth Management Madison, Connecticut $238M AUM 14.72% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

ACP

Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return

OTA Financial Group's SPXX Position: Q4 2021 in Review

OTA Financial Group sold out of Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) in Q4 2021, closing a stake of 11,775 shares — an estimated $201K sold.

OTA Financial Group first reported a position in SPXX in Q4 2013 and held it in 7 quarters. The position peaked at $869K in Q2 2020. 44 funds tracked by Wall St. Rank hold SPXX as of Q4 2021.

OTA Financial Group reported no remaining Nuveen S&P 500 Dynamic Overwrite Fund position as of Q4 2021 after selling out during the quarter.
OTA Financial Group sold 11,775 Nuveen S&P 500 Dynamic Overwrite Fund shares in Q4 2021, an estimated $201K.
OTA Financial Group first reported a position in Nuveen S&P 500 Dynamic Overwrite Fund in Q4 2013 and held it in 7 quarters.
OTA Financial Group's Nuveen S&P 500 Dynamic Overwrite Fund position peaked at $869K in Q2 2020.
44 funds tracked by Wall St. Rank held Nuveen S&P 500 Dynamic Overwrite Fund as of Q4 2021.

Based on OTA Financial Group's 13F filing for Q4 2021, filed 28 Jan 2022.