Nine Masts Capital’s Nuveen S&P 500 Dynamic Overwrite Fund SPXX Stock Holding History

Nine Masts Capital’s Portfolio SPXX Stock Details SPXX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-44,200	Closed	-$747K	–	313
2018 Q3	$747K	Sell	44,200 -6,400	-13%	-$108K	0.2%	116
2018 Q2	$845K	Buy	+50,600	New	+$914K	0.16%	79

Other funds holding SPXX

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

ACP

Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Nine Masts Capital's SPXX Position: Q4 2018 in Review

Nine Masts Capital sold out of Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) in Q4 2018, closing a stake of 44,200 shares — an estimated $747K sold.

Nine Masts Capital first reported a position in SPXX in Q2 2018 and held it in 2 quarters. The position peaked at $845K in Q2 2018. 47 funds tracked by Wall St. Rank hold SPXX as of Q4 2018.

Nine Masts Capital reported no remaining Nuveen S&P 500 Dynamic Overwrite Fund position as of Q4 2018 after selling out during the quarter.
Nine Masts Capital sold 44,200 Nuveen S&P 500 Dynamic Overwrite Fund shares in Q4 2018, an estimated $747K.
Nine Masts Capital first reported a position in Nuveen S&P 500 Dynamic Overwrite Fund in Q2 2018 and held it in 2 quarters.
Nine Masts Capital's Nuveen S&P 500 Dynamic Overwrite Fund position peaked at $845K in Q2 2018.
47 funds tracked by Wall St. Rank held Nuveen S&P 500 Dynamic Overwrite Fund as of Q4 2018.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.