Deutsche Bank’s Nuveen S&P 500 Dynamic Overwrite Fund SPXX Stock Holding History

Deutsche Bank’s Portfolio SPXX Stock Details SPXX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-10,000	Closed	-$135K	–	5174
2016 Q2	$135K	Hold	10,000	–	–	﹤0.01%	3961
2016 Q1	$133K	Hold	10,000	–	–	﹤0.01%	3853
2015 Q4	$134K	Hold	10,000	–	–	﹤0.01%	3914
2015 Q3	$126K	Hold	10,000	–	–	﹤0.01%	3997
2015 Q2	$136K	Hold	10,000	–	–	﹤0.01%	4079
2015 Q1	$139K	Hold	10,000	–	–	﹤0.01%	3979
2014 Q4	$143K	Hold	10,000	–	–	﹤0.01%	4482
2014 Q3	$140K	Hold	10,000	–	–	﹤0.01%	4296
2014 Q2	$144K	Buy	+10,000	New	+$144K	﹤0.01%	4346
2013 Q4	–	Sell	-4,600	Closed	-$62K	–	5666
2013 Q3	$62K	Buy	+4,600	New	+$64.2K	﹤0.01%	4587

Other funds holding SPXX

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AWMS

Advocacy Wealth Management Services Atlanta, Georgia $2.26B AUM 13.25% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

ACP

Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return

Deutsche Bank's SPXX Position: Q3 2016 in Review

Deutsche Bank sold out of Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) in Q3 2016, closing a stake of 10,000 shares — an estimated $135K sold.

Deutsche Bank first reported a position in SPXX in Q3 2013 and held it in 10 quarters. The position peaked at $144K in Q2 2014. 40 funds tracked by Wall St. Rank hold SPXX as of Q3 2016.

Deutsche Bank reported no remaining Nuveen S&P 500 Dynamic Overwrite Fund position as of Q3 2016 after selling out during the quarter.
Deutsche Bank sold 10,000 Nuveen S&P 500 Dynamic Overwrite Fund shares in Q3 2016, an estimated $135K.
Deutsche Bank first reported a position in Nuveen S&P 500 Dynamic Overwrite Fund in Q3 2013 and held it in 10 quarters.
Deutsche Bank's Nuveen S&P 500 Dynamic Overwrite Fund position peaked at $144K in Q2 2014.
40 funds tracked by Wall St. Rank held Nuveen S&P 500 Dynamic Overwrite Fund as of Q3 2016.

Based on Deutsche Bank's 13F filing for Q3 2016, filed 14 Nov 2016.