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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
+3.79%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$9.21B
AUM Growth
+$1.12B
Cap. Flow
+$664M
Cap. Flow %
7.21%
Top 10 Hldgs %
85.49%
Holding
83
New
7
Increased
22
Reduced
25
Closed
2

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.15B
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$57.9M
3
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$17.6M
4
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$3.48M
5
HYB
New America High Income Fund, Inc.
HYB
+$1.45M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$138M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$81.4M
3
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$70.5M
4
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$48.9M
5
DYN
Dynegy, Inc.
DYN
+$19.1M

Sector Composition

Rank Sector Weight
1 Technology 0.1%
2 Consumer Discretionary 0.04%
3 Financials 0.04%
4 Communication Services 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BND icon
1
Vanguard Total Bond Market
BND
$157B
$2.55B 27.64%
31,817,407
+14,261,460
+81% +$1.15B
VTI icon
2
Vanguard Morningstar Total Stock Market ETF
VTI
$680B
$1.55B 16.85%
16,181,596
-1,495,962
-8% -$138M
VOO icon
3
Vanguard S&P 500 ETF
VOO
$1.01T
$1B 10.89%
5,933,828
-501,846
-8% -$81.4M
VGK icon
4
Vanguard FTSE Europe ETF
VGK
$31.1B
$683M 7.41%
11,616,023
+457
+0% +$25.8K
BSV icon
5
Vanguard Short-Term Bond ETF
BSV
$44.6B
$463M 5.03%
5,793,725
-198,037
-3% -$15.9M
BIV icon
6
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$458M 4.97%
5,603,702
+693,544
+14% +$57.9M
VPL icon
7
Vanguard FTSE Pacific ETF
VPL
$8.32B
$441M 4.79%
7,199,806
-142,478
-2% -$8.72M
VWO icon
8
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$272M 2.95%
6,614,603
-18,285
-0.3% -$754K
VXF icon
9
Vanguard Extended Market ETF
VXF
$31.2B
$231M 2.5%
2,790,669
-50,369
-2% -$4.02M
JNK icon
10
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
$226M 2.45%
1,857,188
-119,437
-6% -$14.5M
VTV icon
11
Vanguard Morningstar Value ETF
VTV
$191B
$187M 2.02%
2,441,801
-96,042
-4% -$7.07M
VUG icon
12
Vanguard Morningstar Growth ETF
VUG
$229B
$186M 2.02%
11,976,822
-533,664
-4% -$7.88M
HYG icon
13
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$135M 1.47%
1,454,967
-87,665
-6% -$8.14M
SJNK icon
14
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
$134M 1.46%
4,348,592
-238,718
-5% -$7.35M
VEA icon
15
Vanguard FTSE Developed Markets ETF
VEA
$234B
$120M 1.3%
2,869,573
-297,365
-9% -$12.1M
VGSH icon
16
Vanguard Short-Term Treasury ETF
VGSH
$29.2B
$78M 0.85%
1,281,452
+289,604
+29% +$17.6M
RWX icon
17
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$52.5M 0.57%
1,273,170
-21,807
-2% -$919K
CWB icon
18
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$51.8M 0.56%
1,108,948
-89,079
-7% -$4.11M
LQD icon
19
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$51.6M 0.56%
451,543
-23,008
-5% -$2.63M
VB icon
20
Vanguard Morningstar Small-Cap ETF
VB
$81.3B
$48.8M 0.53%
443,583
+6,583
+2% +$701K
VMBS icon
21
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$48M 0.52%
941,327
-1,370,948
-59% -$70.5M
BLV icon
22
Vanguard Long-Term Bond ETF
BLV
$5.73B
$26M 0.28%
319,020
-590,944
-65% -$48.9M
DYN
23
DELISTED
Dynegy, Inc.
DYN
$20.2M 0.22%
936,897
-937,834
-50% -$19.1M
WFC.PRL icon
24
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.65B
$12.2M 0.13%
11,000
– –
UIS icon
25
Unisys
UIS
$210M
$8.95M 0.1%
266,684
– –
1
2 3

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Aegon USA Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Aegon USA Investment Management held 83 positions worth $9.21B, up 14% from $8.09B the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Aegon USA Investment Management deployed $664M of net new capital in Q4 2013, opening 7 new positions and adding to 22 existing holdings. Its largest new stake was BlackRock Corporate High Yield Fund: 292,625 shares worth $3.56M.

By sector, the portfolio is most concentrated in Technology at 0.1% of assets, up from 0.08% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $138M trimmed.

  • Aegon USA Investment Management's largest Q4 2013 buy was BlackRock Corporate High Yield Fund: 292,625 shares worth $3.56M.
  • Aegon USA Investment Management added most to Vanguard Total Bond Market in Q4 2013, an estimated $1.15B increase.
  • Aegon USA Investment Management's biggest Q4 2013 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $138M.
  • Aegon USA Investment Management fully exited BLACKROCK CORP HG YLD FD III, INC. in Q4 2013, selling an estimated $1.53M.
  • Aegon USA Investment Management's ten largest holdings make up 85% of its $9.21B portfolio in Q4 2013.
  • Aegon USA Investment Management opened 7 new positions and closed 2 in Q4 2013.
  • Aegon USA Investment Management's portfolio value rose 14% quarter-over-quarter to $9.21B.

Based on Aegon USA Investment Management's 13F filing for Q4 2013, filed 7 Feb 2014.